This fast-paced seminar provides practical guidance to develop and maintain a risk-based compliance management program. Whether your bank is a small community bank or a large regional institution, this seminar will review the components of an effective compliance management system including Board and management oversight, audit and monitoring functions, organizational structure, corrective action, training, and recommended policies and procedures.

Participants will then be guided through the entire exam process beginning with elements of the initial request letter, moving to suggestions for managing the exam process, and concluding with preparation for the exit meeting and explanations of the compliance rating system.

This webinar will provide the tools and guidance to help you successfully manage the exam.What You'll Learn:

• What are the latest compliance exam procedures and "hot spots"? Learn 10 steps to help you prepare for and PASS the compliance exam.
• What can you learn from recent enforcement actions?
• How do you develop a risk-based compliance management program? 
• What does the Board need to know and what is appropriate Board oversight? 
• What type of corrective action is required when you find a compliance deficiency?
• What are practical tips to prepare for and manage the compliance exam process?  
• What are the most recent fair lending "hot topics"? How do you manage a CRA exam?
• How do you prepare for a fair lending exam under the revised inter-agency fair lending exam procedures?