Training for Banking Professionals

Learn how to deal effectively with these documents and the parties who serve them upon you.

This two hour presentation is designed to provide financial institution personnel with the best practices that can be used in dealing with these complex legal documents.

Join us to review FDIC and other regulatory retention rules; E-Sign record requirements; email, social media, and mobile device record risks; and electronic record retention rules, policies, and best practices.

You'll receive excellent resources that you can continually turn to during intense, complex audit engagements.

How to comply with all the new account opening procedures using the online mechanism, and meet examiner expectations and scrutiny.

Learn how to open, document, change signers and handle the paperwork on these interesting accounts.

In this session we will explain why you need to be compliant with the ACH Rules and the ramifications if you are not.

Most HR professionals have never had formal training in how to conduct investigations; yet, when the time comes to handle an employee issue…who do they call?? HR. Act now to learn the basics of how to gather a statement of complaint, identify witnesses, gather evidence, and conduct witness interviews that get to the truth.

This program will examine commonly used ratios to determine what they mean and what they tell us about a business.

The Certified Regulatory Vendor Program Manager (CRVPM) course provides you with the regulatory knowledge, methodology, and best practices required to build and manage a compliant 3rd party oversight program that meets FFIEC Guidance and GLBA 501(b) requirements - as well as OCC, FDIC, FRB, CFPB Guidance and Bulletins.

Developing financial projections are an excellent exercise for a business to pursue since this requires a business owner to think about the future and to develop a plan for achieving its future goals.

Our intensive three-day program is designed to provide you with a thorough grounding in internal investigations.

Notaries and others will learn best practices for dealing with issues unique to the financial industry.

Training Center provides numerous securities exam prep courses to help you pass your securities licensing exam and earn your securities license. We offer online, OnDemand, self-study, and in-person seminars across the country.