Bank and Financial Institution Fraud
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In this eye-opening 3-day seminar you will cover in depth fraud schemes committed by employees, vendors, and customers of financial institutions, including rogue trading embezzlement and external frauds. In addition, you will look at such computer-assisted fraud schemes as spear phishing and network penetration.
You will learn strategies and techniques you can use to identify and investigate potential perpetrators and examine internal vulnerabilities that may increase opportunities for fraud in your institution. You will explore due diligence and "know-your-client" processes and learn how to apply these concepts to mitigate risks. You will discover how data analytics can be used as both a preventive and investigative tool.
What You Will Learn
- Trends and Fraud Reporting: ACFE Report to the Nation
- The Psychology of White Collar Crime
- Fraud Schemes
- Computer-Assisted Frauds
- Managing the Investigation
- General Prevention Methodologies
- Victim Psychology
1. Trends And Fraud Reporting: ACFE Report To The Nation
2. The Psychology Of White Collar Crime
- Why They Do What They Do
- Personality Traits To Be Wary Of
- Understanding Psychological Flaws And The Impact Of Adverse Life Events
- The Interviewer's Interaction With Different Psychological Profiles
3. Fraud Schemes
- Rogue Trading
- The Fall Of Bearing Banks, Unlearned Lessons?
- Lessons Learned From Allied Irish Banks
- Societe Generale: Past, Present And Futures
- Dormant Accounts
- Is Private Banking Too Private?
- Can You Know Your Customer Too Well
- Privacy Concerns
- Infrequent Access
- Cash Access
- Value Of Information
- External Frauds
- Asset Valuation And Loan Fraud
- Identity Theft And Payment Systems: Phishing
- What To Look For: Red Flags And Patterns
- Investigation Steps
- Prevention And Controls
4. Computer-Assisted Frauds
- Social Engineering
- Network Penetration
- Spear Phishing
- Anti-Money Laundering
- Foreign Corrupts Practices Act
- Sanctions And Regulating Bodies
6. Managing The Investigation
- Investigation Life Cycle
- Investigative And Interviewing Techniques
- Trend Analysis
- Computer-Assisted Auditing Tools
- Continuous Auditing
- Statistical Analysis
- Variance Analysis
7. General Prevention Methodologies
- Conflict Of Interest Reporting
- Awareness Training
- Tone At The Top
- Fraud Awareness Programs
- Hotline Management
8. Victim Psychology
- Traits That Make Financial Institutions And Their Customers Vulnerable
- Misplaced Trust
- Social Engineering
- Corporate Culture
- Too-Good-To-Be-True Events
- Financial Sophistication
Who Should Attend?
Bank and Financial Institution Auditors, Audit Directors, and Audit Managers; External Auditors; Bank and Financial Institution Accountants; Fraud Investigators and Members of Special Investigations Units
Learning Level: Intermediate
Dates & Times
Classes start on the date(s) posted herein, and run from 8:30am to 5pm daily, except for the last day of class, which ends at 3pm.
|Licenses / Designations / Educational Credits:||CPE|
All US States: 24
All Canadian Provinces: 24
|About The Provider:
||Founded in 1978, MIS Training Institute is the international leader in audit and information security training, with offices in the USA, UK, and Asia. MIS' expertise draws on experience gained in training more than 200,000 delegates across five continents.
Helping audit and infosecurity professionals stay at the top of their game has always been at the core of MIS' mission. To that end, MIS has developed and focused its seminars, conferences, and symposia on the wide-ranging needs of internal and IT auditors and information security practitioners who are charged with controlling complex systems and business environments.
MIS' unparalleled course curriculum covers the most up-to-the-minute topics, provides proven audit and security practices, and delivers the information needed to be successful in today's organizations.
All MIS programs are led by industry experts…hands-on pros who have been in the field and who practice what they teach. Attendees of MIS Training Institute events benefit from unbiased practices, proven strategies, and lessons learned in the real-world.
MIS Training Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing education on the National Registry of CPE Sponsors. NASBA Sponsor Number: 103321
A full refund less a $100 administrative fee will be given for cancellations received 15 days or more before the event. Tuition is non-refundable for cancellations made 14 days or less before the event. You may, however, transfer your tuition to another MIS Training Institute event, less a $195 administrative fee. Transfers are valid for 12 months from the time of initial cancellation. Substitutions are welcome at any time.
Those who do not cancel before the event date and who do not attend are responsible for the full non-refundable, non-transferable tuition.
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|Keywords For This Course:|
Fraud, Banking, Financial Institution, Embezzlement
|Currently Scheduled Dates For This Seminar|
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