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Series 26 Exam Prep

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How To Earn Your FINRA Series 26 License

If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 26 exam. How much do you need to study for it, what material is covered in the Series 26 exam, and what are some tips that will increase your chances of obtaining the Series 26 license on your first try?

About The Series 26 License

The Series 26 license is known formally as the Investment Company Products/Variable Contracts Limited Principal license and is a FINRA requirement for those wishing to serve as a principal for the solicitation, purchase, and/or sale of securities of closed-end companies and redeemable securities of companies during the period of original distribution only; and variable contracts, insurance premium funding programs and other contracts issued by an insurance company.

Please note that in order to earn your Series 26 license, you'll need to hold your Series 6 license or your Series 7 license

Bank Training Center provides numerous Series 26 exam prep courses - such as Series 26 seminars, Series 26 online courses, and Series 26 self-study packages - to help you pass your Series 26 exam and earn your Series 26 license.

About The Series 26 Exam
  • Series 26 exam preparation can be either in seminar, self-study, or interactive formats.
    Be sure your preferred format includes Series 26 practice questions!
  • Average preparation time for series 26 exam is 40-60 hours
  • Candidates are required to have a Series 26 sponsor to be eligible to sit for the exam
  • Exams for your Series 26 license can be scheduled at any Prometric test center nationwide

Recommended Series 26 Courses & Available Training Options

To find training for earning your Series 26 license, including Series 26 exam preparation or Series 26 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 26".

Good luck on your Series 26 exam!

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Series 26 Exam Requirements and Information

  • Number Of Questions: 110
  • Duration: 165 Minutes
  • Format: Multiple Choice
  • Passing Score: 70
  • Cost: $100
You must be associated with and sponsored by a FINRA member firm or other applicable self-regulatory organization (SRO) member firm to be eligible to take the Series 26 exam.

Series 26 Exam Outline

The FINRA Series 26 exam is broken into three major parts:
  • Personnel Management Activities and Registration of the Broker-Dealer
  • Supervising Associated Persons and Overseeing Sales Practices
  • Overseeing Compliance and Business Processes of the Broker-Dealer and its Offices
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