Series 7 Exam Prep | |||
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How To Earn Your Series 7 LicenseIf you are looking into becoming a Financial Advisor - aka a "Stockbroker" - then you probably are wondering things like, how to pass the Series 7 exam, what is the Series 7 pass rate, how hard is the Series 7 exam, what are the Series 7 requirements, and which Series 7 study courses are best to prepare you to obtain the Series 7 license on your first try?About The Series 7 LicenseThe Series 7 license is known formally as the General Securities Representative license and is a FINRA requirement for those individuals wishing to solicit/sell all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts.Please note that in order to earn your Series 7 license, you'll need to pass the Securities Industry Essentials (SIE) examination as well as the Series 7 Top-off exam. You won't need a sponsorship to take the SIE exam but to take the Series 7 exam, you must be sponsored by a FINRA member firm or another self-regulatory organization (SRO). Bank Training Center provides numerous Series 7 study courses - such as Series 7 seminars, Series 7 online courses, Series 7 self-study packages, and Series 7 webcasts - to help you pass your Series 7 exam and earn your Series 7 license. About Your Series 7 Exam
Recommended Series 7 Courses & Available Training OptionsTo find training for earning your Series 7 license, including Series 7 study courses or Series 7 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 7".Good luck on your Series 7 exam! | |||
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What Is On The FINRA Series 7 ExamThe FINRA Series 7 Licensing exam tests your knowledge about buying and selling securities products such as stocks and bonds, options, mutual funds, ETFs, and more. The exam covers the following major topics:
Series 7 Exam RequirementsIn order to take the Series 7 Top-Off exam, you must be sponsored by a FINRA member firm, and FINRA has other Series 7 eligibility requirements. Your sponsor firm must file a Form U4 (Uniform Application for Securities Industry Registration) and pay the appropriate fee in order for you to be registered for the licensing exam.Although you can take the Series 7 Top-Off exam as many times as you want, you must wait 30 days after each attempt before trying to pass the test again. Series 7 Exam-prep materials from ABTrainingCenter give you the best chance to pass your exam on the first try! | |||
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