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Series 6 Exam Prep

How To Earn Your Series 6 License

If you are looking to becoming a Financial Advisor, then you probably are wondering how to pass the Series 6 exam, how much you need to study for it, where you might find some Series 6 exam practice questions, and what are some tips that will increase your chances of obtaining the Series 6 license on your first try?

About The Series 6 License

The Series 6 license is known formally as the Limited Representative Securities License and is a FINRA requirement for those wishing to sell investment products such as variable annuities, mutual funds, and unit investment trusts.

Please note that in order to earn your Series 6 license, you'll need to pass the Securities Industry Essentials (SIE) examination as well as the Series 6 Top-off exam. You won't need a sponsorship to take the SIE exam but to take the Series 6 exam, you must be sponsored by a FINRA member firm or a self-regulatory organization (SRO).

Bank Training Center provides numerous Series 6 exam preparation courses - such as Series 6 classes, online Series 6 prep courses, and self-study packages - all of which include a Series 6 study guide and Series 6 practice exams that will teach you how to pass Series 6 test and earn your Series 6 license.

About Your Series 6 Exam
  • To earn your Series 6 license, we recommend you first take the SIE course, then a Series 6 pre-licensing course. Your Series 6 pre-licensing course can be either in seminar, online, self-study, or interactive formats
  • Candidates are required to have a Series 6 sponsor to be eligible to sit for the exam
  • Exams for your Series 6 license can be scheduled at any Prometric test center nationwide
  • Average preparation time for the Series 6 exam is 60-80 hours, so if taking in in-person class, make sure to have enough study time prior to attending the in-person session

Recommended Series 6 License Training Courses

To find training for earning your Series 6 license, including Series 6 exam preparation or Series 6 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 6".

Good luck on your Series 6 exam!

Recommended Training Courses:

Series 6 Exam Prep
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Designations / Certifications
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About The Series 6 Exam

The Series 6 test evaluates candidates' knowledge and skills related to the duties of an investor and variable contracts products representative. Specifically, it covers the job functions of a registered representative, including: variable contract products, unit investment trusts, communications with the public, evaluating customer financial information, and the four main sections that detail an investment company's four main job functions; namely:
  • Seeking Business for the Broker-Dealer From Current and Potential Customers
  • Opening Accounts After Receiving and Evaluating Financial Profiles and Investment Objectives
  • Providing Customers With Information and Recommendations Concerning Investments and Assets
  • Obtaining and Verifying Purchase and Sale Instructions and Completing Transactions
Series 6 Exam Requirements and Information

The FINRA Series 6 examination is a national test and does not vary by state.
  • Number of Items: 50
  • Format: Multiple Choice
  • Duration: 90 minutes
  • Passing Score: 70%
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