search

Bank Internal Audit School Agenda

bank-internal-audit-school
Seminar: ID# 1003571
bank-internal-audit-school

Agenda

  • How To Audit A Bank
    • Planning
    • Materiality
    • Risk Appetite
    • The Risk Assessment Exercise
    • Fraud And Money Laundering Deterrence Responsibilities
    • The Relationship To External Audit
    • Home/Host Regulation
    • Branch And Representative Office Audits
    • Introduction To The Basel Accord
    • Case Study/Exercise: Preparing An Audit Planning Memorandum
  • Deposits And Deposit Taking
    • How Are Banks Funded
    • Current Accounts
    • Deposit Accounts
    • Retail Funding
    • Customer Identification
    • The Customer Recording Process
    • Payments In And Out Of Deposits
    • Dormant Accounts
    • Notice Accounts
    • Reporting Deposits
    • Key Risk Issues Within Deposits And Deposit Taking
    • Case Study/Exercise: Developing An Audit Program For Deposits And Deposit Taking
  • Funds Transmission And Clearing Services
    • Payment Mediums
    • Bulk Paper Clearing
    • Cash And Debit Cards
    • Credit Cards
    • Internet Banking
    • ATM Machines
    • SWIFT And International Payments
    • Case Study/Exercise: Developing An Audit Program For Funds Transmission And Clearing Services
  • Personal Lending
    • The Customer
    • Connected Lending
    • Overdrafts
    • Personal Loans
    • Mortgage Lending
    • Retail Customer Analysis
    • Credit Scoring
    • Using External Agencies
    • Knowing Your Customer
    • The Drawdown Process
    • Reporting Personal Lending
    • Case Study/Exercise: Developing An Audit Program For Personal Lending
  • Corporate Lending
    • The Customer
    • Connected Lending
    • The Credit Application
    • Rating Agencies
    • Project Finance
    • Structured Lending
    • Sovereign Debt
    • Reporting Corporate Lending
    • Case Study/Exercise: Developing An Audit Program For Corporate Lending
  • Security And Provisioning
    • Introduction
    • Fixed Charges
    • Floating Charges
    • Guarantees
    • Mortgages
    • Provisioning
    • Case Study/Exercise: Developing An Audit Program For Security And Provisioning
  • Trade Finance And Finance Of Trade
    • Trade Finance Defined
    • Bills Of Exchange
    • Promissory Notes
    • Export Credits
    • Factoring And Forfeiting
    • Invoice Discounting
    • Case Study/Exercise: Developing An Audit Program For Trade Finance And For Finance For Trade
  • Branch Banking
    • Which Roles Are Conducted At Branches
    • The Nature Of The Audit Work To Be Conducted
    • Reviewing Branch Records
    • Human Resources Issues
    • Compliance Issues
    • Reporting And Management
    • Case Study/Exercise: Developing An Audit Program For A Retail Bank Branch
  • Private Banking
    • The Services Of A Private Banker
    • Asset Management
    • Offshore Bank Accounts
    • Politically Exposed Persons
    • Key Risks In Personal Banking
    • Case Study/Exercise: Developing An Audit Program For Private Banking
  • Investment Banking
    • Long- Finance
    • Venture Capital
    • Debt Financing
    • Underwriting
    • Structured Finance
    • Due Diligence Processes
    • Documentation And Liability
    • Income Generation
    • Case Study/Exercise: Developing An Audit Program For Investment Banking
  • Dealing And The Dealing Room
    • The Difference Between The Trading Book And The Banking Book
    • The Deal Process
    • Telephone Dealing
    • Electronic Dealing
    • Controls And The Control Environment
    • The Basel Rules On Operational Risk
    • Compliance And General Conduct
    • Case Study/Exercise: Developing An Audit Program For Dealing And The Dealing Room
  • Foreign Exchange
    • Calculating Foreign Exchange Rates
    • The Foreign Exchange Market
    • The Language Of Foreign Exchange
    • Spot Rates And Cross Rates
    • Systems Of Accounting
    • International Accounting Standards
    • Principles Of Valuation
    • Case Study/Exercise: Developing An Audit Program For Foreign Exchange
  • Forward Contracts
    • Calculating Forward Foreign Exchange Rates
    • Advantages And Disadvantages
    • Positions And Hedging
    • Spot And Forward Transactions
    • Principles Of Valuation
    • Forward Rate Agreements
    • Forward-Forward Contracts
    • International Accounting Standards
    • Case Study/Exercise: Developing An Audit Program For Forward Contracts
  • Futures And The Futures Market
    • Introduction To Financial Futures
    • Futures Exchanges
    • Types Of Futures Contracts
    • Quotation Of Futures Contracts
    • Margin Accounting
    • Confirmation And Control
    • Case Study/Exercise: Developing An Audit Program For Futures And The Futures Market
  • Options And The Options Market
    • Introduction To Options
    • Types Of Options Contract
    • Premiums, Margin And Exercise
    • Option Terms
    • Option Payoffs
    • Confirmation And Control
    • Case Study/Exercise: Developing An Audit Program For Options And The Options Market
  • Swaps And The Swaps Market
    • Interest Rate Swaps
    • Currency Swaps
    • Credit Derivatives
    • Weather Derivatives
    • Advantages Of Swap Structures
    • Pricing A Swap
    • Credit Risk And Collateral
    • ISDA Documentation
    • Hedging And Hedge Accounting
    • Control And Confirmation
    • Case Study/Exercise: Developing An Audit Program For Swaps And The Swaps Market
Order:
Bank Internal Audit School
Pricing: $2,063.00
To order this product, find a location and date that is convenient for you under the "Venues/Dates" tab.
About Us Guarantee Privacy Join our Email List Affiliate Program List Your Courses Contact Us My Account
FacebookBankTrainingCenter.com. 5755 North Point Parkway, Suite 227 | Alpharetta, GA 30022 | 770-410-9375 | support@BankTrainingCenter.com
Copyright BankTrainingCenter.com 2024 | Web Site Development by OTAU