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Series 9 Exam Prep

If you are looking to broaden your career in the financial services industry in management, then you probably are wondering how to pass the Series 9 exam … How much you need to study for it, what material is covered in the Series 9 exam, and what are some tips that will increase your chances of obtaining the Series 9 license on your first try?

The Series 9 license is the Options portion of the General Securities Sales Supervisor license and is a FINRA requirement for those wishing to register as principals to supervise sales activities in options securities. In addition to branch office managers, regional and national sales managers may also register in this capacity.

Bank Training Center provides numerous Series 9 Exam prep courses - such as Series 9 seminars, Series 9 online courses, Series 9 self-study packages, and Series 9 webcasts - to help you pass your Series 9 exam and earn your Series 9 license.

About Your Series 9 Exam

  • Series 9 exam preparation can be either in seminar, self-study, or interactive formats.
    Be sure your preferred format includes Series 9 practice questions!
  • Average preparation time for series 9 exam is 30-40 hours
  • Candidates are required to have a Series 9 sponsor to be eligible to sit for the exam.
  • Exams for your Series 9 license can be scheduled at any Prometric test center nationwide

Recommended Courses & Available Training Options

To find training for earning your Series 9 license, including Series 9 exam preparation or Series 9 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 9".

Good luck on your Series 9 exam!

Series 9  Exam Prep

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Recommended Books/CDs/Other Training Resources

Recommended Online Training Courses

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