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Series 99 Training

If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 99 exam. How much you need to study for it, what material is covered in the Series 99 exam, and what are some tips that will increase your chances of passing the Series 99 exam on your first try?

The Series 99 license is known formally as the Operations Professional examination license and it is required of individuals who fall under the covered functions enumerated in FINRA Rule 1230(b)(6).

Bank Training Center provides insightful Series 99 exam preparation courses - such as Series 99 self-study packages to help you earn your Series 99 license.

About Your Series 99 Exam

  • Series 99 exam preparation is generally offered in a self-study, interactive format. Be sure the package you select includes Series 99 practice exams!
  • Average preparation time for series 99 exam is 30-40 hours
  • Candidates are required to have a sponsor to be eligible to sit for the exam.
  • Exams for your Series 99 license can be scheduled at any Prometric test center nationwide

Recommended Courses & Available Training Options

To find training for earning your Series 99 license, including Series 99 exam preparation or Series 99 practice exams, simply click on any of the recommended courses below, or search under "Licensing" in the search box thereafter for "Series 99".

Good luck on your Series 99 exam!

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Candidates must pass an examination for the following courses to achieve FRM Certification:
  • FRM Part I
  • FRM Part II
Approximately 200 hours of study is required for each part of the Exam.

Examination Requirements
  • Each exam will be 4 hours in length, with a 120 minute break in between (if taking both exams on the same day).
  • Part I exam contains 100 multiple-choice questions. Part II contains 80 multiple-choice questions. The exact number of questions is subject to minimal change.
  • Each exam will require an admission ticket, available after registering for the exam through Global Association of Risk Professionals (GARP).
  • Exam enrollment fees will apply.
  • Contact GARP at 201-719-7210 to register for an exam, or visit:

Certificate Requirements

In order to be certified as a Financial Risk Manager (FRM?) and be able to use the FRM acronym after your name, the following is required:
  • A passing score on both FRM Examinations.
  • Active membership in the Global Association of Risk Professionals.
  • A minimum of two years experience in the area of financial risk management or another related field including, but not limited to, trading, portfolio management, academic or industry research, economics, auditing, risk consulting, and/or risk technology. If you are unsure if your work experience meets the qualification, click Here.
Certificates will be mailed to those FRM candidates who possess the requisite two years of professional work experience. If you have not yet attained the required work experience, you will receive a letter stating that you have passed the examination. Once you gain the appropriate experience, you should inform GARP by uploading your current CV/resume. IMPORTANT: You have 5 years from the time that you pass the FRM Exam to submit your 2 years of work experience. If you do not submit your 2 years of professional work experience during those 5 years, you will be required to re-sit for the FRM Exam.

Continuing Education Requirements

A designee is not required to fulfill any annual continuing education requirements.

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