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Series 79 Training

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How To Earn Your FINRA Series 79 License

If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 79 exam. How much do you need to study for it, what material is covered in the Series 79 exam, and what are some tips that will increase your chances of passing the Series 79 exam on your first try?

About The Series 79 License

The Series 79 license is known formally as the Limited Representative - Investment Banking license and it qualifies an individual to advise on or facilitate debt or equity offerings through a private placement or public offering or to advise or facilitate mergers or acquisitions, tender offers, financial restructurings, asset sales, divestitures or other corporate reorganizations or business combination transactions.

Passing the Series 79 exam is required for applicants for entry-level jobs as investment banking representatives. Generally, Series 79 license holders are usually associates at an investment bank, investment banking analysts, or investment bankers.

Please note that in order to earn your Series 79 license, you'll need to pass the Securities Industry Essentials (SIE) examination as well as the Series 79 Top-off exam. You won't need a sponsorship to take the SIE exam but to take the Series 79 exam, you must be sponsored by a FINRA member firm or another self-regulatory organization (SRO).

Bank Training Center provides insightful Series 79 exam preparation courses - such as Series 79 self-study packages to help you earn your Series 79 license.

About Your Series 79 Exam
  • Series 79 exam preparation is generally offered in a self-study or online interactive format
  • Average preparation time for series 79 exam is 40-60 hours plus additional time for taking practice tests
  • Candidates are required to have a sponsor to be eligible to sit for the exam
  • Exams for your Series 79 license can be scheduled at any Prometric test center nationwide

Recommended Series 79 Courses & Available Training Options

To find training for earning your Series 79 license, including Series 79 exam preparation or Series 79 practice exams, simply click on any of the recommended courses below, or search under "Licensing" in the search box thereafter for "Series 79".

Good luck on your Series 79 exam!

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Series 79 Exam Requirements and Information

  • Number Of Questions: 75
  • Duration: 150 Minutes
  • Format: Multiple Choice
  • Passing Score: 73
  • Cost: $245
You must be associated with and sponsored by a FINRA member firm or other applicable self-regulatory organization (SRO) member firm to be eligible to take the Series 79 exam.

Series 79 Exam Outline

The FINRA Series 79 exam is broken into three major parts:
  • Collection, Analysis, and Evaluation of Data
  • Underwriting/New Financing Transaction, Types of Offerings and Registration of Securities
  • Mergers and Acquisitions, Tender Offers and Financial Restructuring Transaction
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