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Series 65 Exam Prep

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How To Earn Your FINRA Series 65 License

If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 65 examination. Who takes the Series 65 and why, what material is covered in the Series 65 exam, and what are some Series 65 exam test preparation tips that will increase your chances of passing the Series 65 test on your first try?

About The Series 65 License

The Series 65 license is known formally as the Uniform Investment Adviser Law license and is a FINRA requirement for individuals who wish to function as an Investment Advisor Representative and receive a fee for their advice/services.

Most state securities regulators have set the Series 65 as the minimum requirement to become an investment advisor representative (IAR) and many financial firms require their registered representatives get a Series 65 to provide investment advice.

Bank Training Center provides numerous Series 65 exam prep courses - such as Series 65 seminars, Series 65 online courses, and Series 65 self-study packages - to help you pass your Series 65 exam and earn your Series 65 license.

About Your Series 65 Exam
  • Series 65 exam preparation can be either in seminar, self-study, or interactive formats
  • Average preparation time for series 65 exam is 40-60 hours, plus several more for Series 65 practice exams
  • Series 65 candidates are not required to be sponsored to sit for the licensing exam; if you are not affiliated with a brokerage firm registered with FINRA, you must submit a Form U10
  • Exams for your Series 65 license can be scheduled at any Prometric test center nationwide

Recommended Series 65 Courses & Available Training Options

To find training for earning your Series 65 license, including Series 65 classroom preparation or Series 65 exam material, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 65".

Good luck on your Series 65 exam!

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Series 65 Exam Requirements and Information

  • Number Of Questions: 130
  • Duration: 180 Minutes
  • Format: Multiple Choice
  • Passing Score: 72
  • Cost: $175
You do not have to be sponsored by a FINRA member firm or other applicable self-regulatory organization (SRO) member firm to be eligible to take the Series 65 exam.

Series 63 Exam Outline

The FINRA Series 65 exam is broken into four major parts:
  • Economics and Business Information
  • Investment Vehicle Characteristics
  • Client Investment Recommendations and Strategies
  • Laws, Regulations, and Guidelines
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