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Series 63 Exam Prep

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Series 63 Exam Prep
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How To Earn Your FINRA Series 63 License

If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 63 examination. How should you begin studying for the Series 63 license, what material is covered in the Series 63 exam, and what are some Series 63 licensing tips that will increase your chances of passing the Series 63 test on your first try?

About The Series 63 License

The Series 63 license is known formally as the Uniform Securities Agent State Law license and is a FINRA requirement for Investment Representatives. The examination covers the principles of state securities regulation reflected in the Uniform Securities Act, commonly referred to as "Blue Sky" laws.

The exam was developed to qualify candidates who want to work in the securities industry within most U.S. states and to sell investment products, such as mutual funds, variable annuities, and unit investment trusts. However, Colorado, District of Columbia, Florida, Louisiana, Maryland, New Jersey, Ohio, and Puerto Rico do not require the Series 63.

Bank Training Center provides numerous Series 63 exam prep courses - such as Series 63 seminars, Series 63 online courses, and Series 63 self-study packages - to help you pass your Series 63 exam and earn your Series 63 license.

About Your Series 63 Exam
  • Series 63 exam preparation can be either in seminar, self-study, or interactive formats
  • Average preparation time for series 63 exam is 20-30 hours for the course materials, plus several additional hours to take the sample Series 63 exam prep practice questions
  • Series 63 candidates are not required to be sponsored to sit for the licensing exam; if you are not affiliated with a brokerage firm registered with FINRA, you must submit a Form U10.
  • Exams for your Series 63 license can be scheduled at any Prometric test center nationwide

Recommended Series 63 Courses & Available Training Options

To find training for earning your Series 63 license, including Series 63 exam preparation or Series 63 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 63".

Good luck on your Series 63 exam!

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Series 63 Exam Requirements and Information

  • Number Of Questions: 60
  • Duration: 75 Minutes
  • Format: Multiple Choice
  • Passing Score: 72
  • Cost: $135
You do not have to be sponsored by a FINRA member firm or other applicable self-regulatory organization (SRO) member firm to be eligible to take the Series 63 exam.

Series 63 Exam Outline

The FINRA Series 63 exam is broken into five major parts:
  • Financial Reporting
  • Operations, General Securities Industry Regulations, and Preservation of Books and Records
  • Customer Protection
  • Net Capital
  • Funding and Cash Management
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