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Series 27 Exam Prep

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Series 27 Exam Prep
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How To Earn Your FINRA Series 27 License

If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 27 exam. How much do you need to study for it, what material is covered in the exam, and what are some tips that will increase your chances of obtaining the Series 27 license on your first try?

About The Series 27 License

The Series 27 license is known as the Financial and Operations Principal license, administered by FINRA, and is designed to test a candidate's knowledge and understanding of financial responsibility rules and recordkeeping requirements.

Covered supervisory activities include the following:
  • Back office operations
  • Preparation and maintenance of a member firm's books and records
  • Compliance with financial responsibility rules that apply to self-clearing broker-dealers and market makers
Bank Training Center provides numerous Series 27 Exam prep courses - such as Series 27 Seminars, Series 27 Online Courses, and Series 27 Self-Study Packages - to help you pass your Series 27 exam and earn your Series 27 license.

About Your Series 27 Exam
  • Your Series 27 exam prep can be taken via in-person seminar, online, self-study, or interactive formats
  • Recommended study time is 25 hours for the course materials, plus several additional hours to take the sample Series 27 exam prep practice questions
  • Candidates are required to have a Series 27 sponsor to be eligible to sit for the exam.
  • Exams for your Series 27 license can be scheduled at any Prometric test center nationwide

Recommended Series 27 Courses & Available Training Options

To find training for earning your Series 27 license, including Series 27 exam preparation or Series 27 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 27".

Good luck on your Series 27 exam!

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Series 27 Exam Prep
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Series 27 Exam Requirements and Information

  • Number Of Questions: 145
  • Duration: 225 Minutes
  • Format: Multiple Choice
  • Passing Score: 69
  • Cost: $120
You do not have to be sponsored by a FINRA member firm or other applicable self-regulatory organization (SRO) member firm to be eligible to take the Series 27 exam.

Series 26 Exam Outline

The FINRA Series 27 exam is broken into five major parts:
  • Financial Reporting
  • Operations, General Securities Industry Regulations, and Preservation of Books and Records
  • Customer Protection
  • Net Capital
  • Funding and Cash Management
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