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Series 24 Exam Prep

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Series 24 Exam Prep
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How To Earn Your FINRA Series 24 License

If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 24 exam. How much do you need to study for it, what material is covered in the Series 24 exam, and what are some tips that will increase your chances of obtaining the Series 24 license on your first try?

About The Series 24 License

The Series 24 license is known formally as the General Securities Principal license and is a FINRA requirement for those wishing to register as general securities principals in order to manage or supervise investment banking or securities business for corporate securities, direct participation programs, and investment company products/variable contracts.

Supervisory activities allowed after passing the exam include regulatory compliance over trading and market-making activities, underwriting, and advertising.

Please note that in order to earn your Series 24 license, you'll need to hold your Series 7 license or another representative-level qualification license. Other representative-level qualification licenses include the Series 57, 79, and 82.

Bank Training Center provides numerous Series 24 exam prep courses - such as Series 24 seminars, Series 24 online courses, and Series 24 self-study packages - to help you pass your Series 24 exam and earn your Series 24 license.

About Your Series 24 Exam
  • Your Series 24 exam prep can be taken via in-person seminar, online, self-study, or interactive formats
  • Recommended study time is 50 hours for the course materials, plus several additional hours to take the sample Series 24 exam prep practice questions
  • Candidates are required to have a Series 24 sponsor to be eligible to sit for the exam.
  • Exams for your Series 24 license can be scheduled at any Prometric test center nationwide

Recommended Series 24 Courses & Available Training Options

To find training for earning your Series 24 license, including Series 24 exam preparation or Series 24 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 24".

Good luck on your Series 24 exam!

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Series 24 Exam Prep
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Series 24 Exam Requirements and Information

  • Number Of Questions: 150
  • Duration: 225 Minutes
  • Format: Multiple Choice
  • Passing Score: 70
  • Cost: $120
You must be associated with and sponsored by a FINRA member firm or other applicable self-regulatory organization (SRO) member firm to be eligible to take the Series 24 exam.

Series 24 Exam Outline

The FINRA Series 24 exam is broken into five major parts:
  • Supervision of Registration of Broker-Dealer and Personnel Management Activities
  • Supervision of General Broker-Dealer Activities
  • Supervision of Retail and Institutional Customer-related Activities
  • Supervision of Trading and Market Making Activities
  • Supervision of Investment Banking and Research
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