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Series 24 Exam Prep

If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 24 exam … How much you need to study for it, what material is covered in the Series 24 exam, and what are some tips that will increase your chances of obtaining the Series 24 license on your first try?

The Series 24 license is known formally as the General Securities Principal license and is a FINRA requirement for those wishing to register as general securities principals in order to manage or supervise investment banking or securities business for corporate securities, direct participation programs, and investment company products/variable contracts.

The Series 24 does not qualify an individual to function as a: Registered Options Principal, General Securities Sales Supervisor for Options and Municipal Securities, Municipal Securities Principal, Municipal Fund Securities Principal, Financial and Operations Principal, or Introducing Broker/Dealer Financial and Operations Principal.

Bank Training Center provides numerous Series 24 exam prep courses - such as Series 24 seminars, Series 24 online courses, and Series 24 self-study packages - to help you pass your Series 24 exam and earn your Series 24 license.


About Your Series 24 Exam

  • Series 24 exam preparation can be either in seminar, self-study, or interactive formats.
    Be sure your preferred format includes Series 24 practice questions!
  • Average preparation time for series 24 exam is 50-60 hours
  • Candidates are required to have a Series 24 sponsor to be eligible to sit for the exam.
  • Exams for your Series 24 license can be scheduled at any Prometric test center nationwide

Recommended Courses & Available Training Options

To find training for earning your Series 24 license, including Series 24 exam preparation or Series 24 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 24".

Good luck on your Series 24 exam!

Recommended Training Courses:

Series 24 Exam Prep
In-Person Seminars
Webinars Or Audio Conferences
Self-Study Materials
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Licensing
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Designations / Certifications
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Professional Development
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Curriculum

To earn the CFA charter, candidates must successfully pass through the CFA Program, a graduate-level self-study program. Candidates can expect to spend approximately 250 hours in pursuit of this CFA designation.

The course of study is determined by the Candidate Body of Knowledge® (CBOK), thus surveys of present charterholders around the world help to determine the framework for the curriculum and exams, drawn from the following Topic Areas:
  • Ethical and professional standards
  • Quantitative Methods for Investment Analysis
  • Economics
  • Financial Reporting and Analysis
  • Corporate Finance
  • Analysis of Equity, Debt, Derivative and Alternative Investments
  • Portfolio Management and Wealth Planning

Examination Requirements

There is an examination at the conclusion of each Level, offered at locations throughout the world. Candidates must complete three levels of examinations sequentially. Candidates may enroll for only one examination at a time. Candidates who fail an examination are encouraged to repeat the level.

Candidates are permitted take as long as necessary to complete the program, and there is no limit to the number of times candidates may take each exam. The curriculum changes each year to meet the dynamic nature and complexity of the global investment profession.

Each examination is six hours in duration, divided between morning and afternoon sessions. A two-hour lunch break is provided at the conclusion of the morning session.
  • Level 1 - the exam is offered two times per year, June and December, and is composed of multiple-choice questions.

  • Level 2 - the exam is offered in June only, and is composed of item-set questions.

  • Level 3 - the exam is offered only in June only, and is composed of item-set and essay questions.
Candidates must wait to receive their examination results before enrolling for the next examination because the results will determine whether a candidate must repeat the current level or advance to the next level.


Additional Requirements

Candidates must meet experience and education requirements and ethical standards, including four years of qualified, professional work experience or a combination of work and college experience that totals at least four years; plus, have a U.S. bachelor's (or equivalent degree), OR be in the final year of a bachelor's degree program.


Ongoing Requirements

Upon receiving notification of acceptance, charterholders will be required to pay annual dues of $225 (may be prorated depending on month) and society dues that vary depending upon one's local society.


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