Course Details

Implementing Agency Identified Issues Into Compliance Auditing Programs

Webinar: ID# 1039457
Recorded CD or On-Demand
About This Course:
Join us as we analyze consumer compliance issues identified by the CFPB and other regulatory agencies. Not only will we discuss the issues in detail, but we have developed auditing and monitoring activities that you can utilize to ensure these areas are not issues at your institution!

Internal auditing and monitoring for consumer compliance are important components of your institution's compliance management system. Don't be caught off guard by a known regulatory compliance issue! Join us as we discuss regulatory agency identified compliance weaknesses and how to implement an effective testing program designed to proactively identify consumer compliance issues at your institution.What You'll Learn:
  • Tips on Developing Auditing & Monitoring Schedules
  • Understanding the Components of the FFIEC Consumer Compliance Examination
  • The Benefits of a Proactive Compliance Program
  • Most Frequently Cited Regulatory Violations
  • CFPB: Supervisory Highlights
  • FDIC: Consumer Compliance Supervisory Highlights Overview
  • Federal Reserve System: Consumer Compliance Outlook
  • Examples of communications that result in UDAAP concerns
  • Utilizing CMP Reports as Auditing and Training Tools
  • Flood - Issues that lead to CMP's
  • Ready to use checklists for several of the areas discussed
Implementing Agency Identified Issues Into Compliance Auditing Programs
or via CD or On-Demand
Course Details
Share This: 5755 North Point Parkway, Suite 227 | Alpharetta, GA 30022 | 770-410-9375 |
Copyright 2018 | Web Site Development by OTAU