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Compliance For Beginners

Webinar: ID# 1042607
Live on 7/31/2024 from 11:00am till 1:00pm EST or via On-Demand
About This Course:
The goal of this webinar is to define the "universe" of banking law and help new compliance professionals - or even those looking to up their knowledge and get helpful information - so that you can succeed at your job.

We'll provide many tips and tricks, including where to find all this information, as well as provide a primer on the banking regulatory world. Who are the players? Who regulates who, and what are exams all about? We'll address all these issues and more.What You'll Learn:
  • The banking industry regulatory structure - who regulates who?
  • Where are all these laws and regulations that impact the industry?
  • How do these laws and regulations (and guidance) become effective?
  • Monitoring the Federal Register and regulatory websites
  • What is authoritative and what is not?
  • Finding all this information - utilizing the online world to follow along ("change management")
  • The various areas of compliance: deposits/operations, lending, privacy,
  • AML/BSA, and others
  • What is the examination process all about? How best to succeed
  • The basics of a Compliance Management System (CMS) - the keys to be credible
  • Helpful sites and resources to have all you need
Continuing Education Credits:

Click the 'Credits' tab above for information on PHR/SPHR, PDCs, and other CE credits offered by taking this course.
Compliance For Beginners
Live on 7/31/2024 from 11:00am till 1:00pm EST or via On-Demand
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