Kevin Maas

• President of Wealth Management Compliance Alliance™, a division of Pohl Consulting and Training, which provides a wide range of regulatory and compliance services involving wealth management to banks, registered investment advisors, and broker dealers
  
• 30-year veteran of applying legal, regulatory, and compliance realities to create competitive advantages for banks, registered investment advisors, and broker dealers
  
• As General Counsel, Chief Compliance Officer, and business unit leader for Cetera Investment Services, and later as President and CEO of ING National Trust, Kevin has been successful in guiding highly regulated organizations in a manner that enhances the firm’s legal and compliance effectiveness
  
• Frequent speaker at financial services conferences on legal and regulatory topics affecting wealth management and addressing the overlap of banking, FINRA, and SEC regulation
  
• Author of numerous articles and white papers addressing wealth management topics
  
• J.D. degree, William Mitchell College of Law; B.S. degree in education from South Dakota State University

Lorman

Lorman Education Services has provided educational seminars, webinars, and online training for professionals since 1987.

Since then, Lorman training courses kept thousands of professionals in the United States and internationally current on the most pressing topics in a rapidly-changing marketplace of ideas. Like you, we understand the need for concise, accurate information.

That understanding underlies each Lorman course, presenting the latest information on the laws and regulations critical to your organization's successful daily operations. Moreover, each Lorman Education course receives our painstaking attention to be certain both the faculty and participants receive the individual attention necessary to achieve maximum benefit from the materials.

About Lorman Webinars

Lorman Education Services provide both live and on demand webinars, with most offering HRCI and SHRM re-certification credits.

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