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Course Details

3-Part Series For New Bank Compliance Officers

compliance-101-for-new-compliance-officers
Webinar: ID# 1039462
Recorded CD or On-Demand
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About This Course:
"Where do I even start?" is a question New Compliance Officers often ask themselves. This program will provide resources and information to help answer that question.

Keeping up with all of the rules, regulations, and laws that affect credit union operations can be daunting for the most seasoned compliance professional; for new compliance officers, it can be overwhelming. This session is designed to provide a new compliance officer with tools to help make the transition on their new role easier; it can also provide long-term compliance officers with a refresher on regulations and resources.

Compliance with the Bank Secrecy Act continues to be a supervisory priority so it's important for new BSA Compliance Officers to have a good grasp of the requirements and, more importantly, where to get answers to questions that may arise. This session will provide new BSA Compliance Officers with information on the laws and rules, as well as guidance on resources.

This is a three-part series to be held on April 21st, 23rd and 27th. The prices below include all sessions. Individual sessions can be purchased from the Events Calendar by selecting the date you want to attend.What You'll Learn:April 21, 2021 - Compliance 101 for New Compliance Officers
  • Overview of major compliance issues
  • The importance of risk assessments
  • Regulator focus
  • Resources all Compliance Officers need to know about
April 23, 2021 - BSA 101 for New BSA Compliance Officers
  • Overview of Bank Secrecy Act and other Anti-Money Laundering Rules
  • Components of a strong BSA programs
  • Using technology to help with BSA compliance
  • Resources all BSA Compliance Officers need to know about
April 27, 2021 - Introduction to Conducting a Compliance Audit/Review for New Compliance Officers
  • The importance of a compliance review
  • Compliance audit/review resources
  • Reviewing policies, procedures, and practices
  • Reporting the results of your review
  • Developing a compliance audit schedule
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3-Part Series For New Bank Compliance Officers
or via CD or On-Demand
Qty:
Course Details
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