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Series 28 Exam Prep

If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 28 exam … How much you need to study for it, what material is covered in the Series 28 exam, and what are some tips that will increase your chances of obtaining the Series 28 license on your first try?

The Series 28 license is known formally as the Introducing Broker/Dealer Financial and Operations Principal license and is a FINRA requirement for those wishing to serve as the principal responsible for the recordkeeping requirements of introducing firms that do not carry customer accounts or hold customer funds or securities.

Bank Training Center provides numerous Series 28 exam prep courses - such as Series 28 seminars, Series 28 online courses, and Series 28 self-study packages - to help you pass your Series 28 exam and earn your Series 28 license.

About Your Series 28 Exam

  • Series 28 exam preparation can be either in seminar, self-study, or interactive formats.
    Be sure your preferred format includes Series 28 practice questions!
  • Average preparation time for series 28 exam is 20-30 hours
  • Candidates are required to have a Series 28 sponsor to be eligible to sit for the exam.
  • Exams for your Series 28 license can be scheduled at any Prometric test center nationwide

Recommended Courses & Available Training Options

To find training for earning your Series 28 license, including Series 28 exam preparation or Series 28 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 28".

Good luck on your Series 28 exam!

Series 28 Exam Prep

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