Series 10 Exam Prep
If you are looking to broaden your career in the financial services industry in management, then you probably are wondering how to pass the Series 10 exam … How much you need to study for it, what material is covered in the Series 10 exam, and what are some tips that will increase your chances of obtaining the Series 10 license on your first try?
The Series 10 license is known formally as the General Securities Sales Supervisor Qualification license and is a FINRA requirement for those wishing to supervise sales activities. It is intended to test a candidate's knowledge of securities industry rules and certain statutory provisions. Candidates for a Series 10 license must be registered as a general securities representative as a prerequisite for obtaining this license.
Bank Training Center provides numerous Series 10 exam prep courses - such as Series 10 seminars, Series 10 online courses, Series 10 self-study packages, and Series 10 webcasts - to help you pass your Series 10 exam and earn your Series 10 license.
About Your Series 10 Exam
- Series 10 exam preparation can be either in seminar, self-study, or interactive formats.
Be sure your preferred format includes Series 10 practice questions!
- Average preparation time for series 10 exam is 80-90 hours
- Candidates are required to have a Series 10 sponsor to be eligible to sit for the exam.
- Exams for your Series 10 license can be scheduled at any Prometric test center nationwide
Recommended Courses & Available Training Options
To find training for earning your Series 10 license, including Series 10 exam preparation or Series 10 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 10".
Good luck on your Series 10 exam!
Recommended Online Training Courses
Recommended Books/CDs/Other Training Resources
Earn your License quickly and easily!
Improve your knowledge and industry standing!
Products & Services to help manage and grow your career!
Need training or resources in other areas? Try our other Training Center sites:
HR, Acct., Banking, Insurance, Fin. Svcs., Real Estate, Mortgage, HealthCare, Safety, Sales
|Share on Facebook|
Share on Twitter
Share on Google+
Letters of Credit
ACH Exception Processing
Key Ratio Analysis: Calculating and Interpreting the Numbers Correctly!
Deposit Analysis For Today′s Environment
Bank Call Report Preparation for Beginners
Call Reports: RC-C Loan Coding and Related RC-R Reporting
Safe Deposit Box "Danger Zones"
Controlling the Risks of Power of Attorney Documents
Certified Regulatory Vendor Program Manager
Reg E Compliance – Five Best Practices for Handling Disputes
Basic Bankruptcy for Bankers
Flood Insurance Compliance Hot Spots
Opening New Accounts: Trust, Fiduciary and Minor Accounts
Opening New Accounts: Business Accounts
Limited Liability Companies: Do′s and Don′ts
Regulation CC - Check Holds