Keeping up with all of the rules, regulations, and laws that affect financial institution operations can be daunting for the most seasoned compliance professional; for new compliance officers, it can be overwhelming.

This session is designed to provide a new compliance officer with tools to help make the transition on their new role easier; it can also provide long-term compliance officers with a refresher on regulations and resources.What You'll Learn:

• Overview of major compliance issues
• The importance of risk assessments
• Regulator focus
• Resources all Compliance Officers need to know about