Series 31 Exam Prep

• Series 31 exam preparation is generally offered in a self-study, interactive format. Be sure the package you select includes Series 31 practice questions!
  
• Average preparation time for series 31 exam is 15-20 hours
  
• Series 31 candidates are not required to be sponsored to sit for the licensing exam; however, candidates are required to be sponsored to receive their Series 31 license
  
• Candidates must submit a Form U10 and applicable fee to the Financial Industry Regulatory Authority (FINRA)
  
• After FINRA confirms that the form was received and processed, a 120-day window will be opened in which the applicant may schedule and take the exam
  
• Exams for your securities trader Series 31 license can be scheduled at any Prometric test center nationwide
  
• Candidates who are successful in passing the Series 31 exam will have a period of 2 years to find a sponsor who will submit their registration documentation
  
• Candidates who are NOT successful in passing the Series 31 exam must re-file the Form U-10 and processing fee with FINRA, whereby a new 120-day window will be opened
  
• In-depth licensing questions should be directed to the National Futures Association (NFA) at 800-621-3570

Recommended Books, CDs, and DVDs Series 31 – Self-Study Solution

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