Series 31 Exam Prep

• Series 31 exam preparation is generally offered in a self-study, interactive format. Be sure the package you select includes Series 31 practice questions!
  
• Average preparation time for series 31 exam is 15-20 hours
  
• Series 31 candidates are not required to be sponsored to sit for the licensing exam; however, candidates are required to be sponsored to receive their Series 31 license
  
• Candidates must submit a Form U10 and applicable fee to the Financial Industry Regulatory Authority (FINRA)
  
• After FINRA confirms that the form was received and processed, a 120-day window will be opened in which the applicant may schedule and take the exam
  
• Exams for your securities trader Series 31 license can be scheduled at any Prometric test center nationwide
  
• Candidates who are successful in passing the Series 31 exam will have a period of 2 years to find a sponsor who will submit their registration documentation
  
• Candidates who are NOT successful in passing the Series 31 exam must re-file the Form U-10 and processing fee with FINRA, whereby a new 120-day window will be opened
  
• In-depth licensing questions should be directed to the National Futures Association (NFA) at 800-621-3570

Recommended Books, CDs, and DVDs Series 31 – Self-Study Solution

Find Self-Study, Online, Or Classroom Courses In Your Area

Licensing Earn your License quickly and easily! Designations/Certifications Improve your knowledge and industry standing! - Select Subject - Insurance - Life & Health Insurance - Variable Annuity Mortgage Broker Series 10 Series 11 Series 24 Series 26 Series 27/28 Series 3 Series 30 Series 31 Series 32 Series 37/38 Series 4 Series 51 Series 53 Series 55 Series 6 Series 62 Series 63 Series 65 Series 66 Series 7 Series 9 - Select State - Alabama Alaska Arizona Arkansas California Colorado Connecticut DC Delaware Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming Alberta British Columbia Manitoba New Brunswick Newfoundland and Labrador Northwest Territories Nova Scotia Nunavut Ontario Prince Edward Island Quebec Saskatchewan Puerto Rico - Select Subject - AIF - Accredited Investment Fiduciary® AIFA - Accredited Investment Fiduciary Analyst® BCE - Board Certified in Estate Planning CAS - Certified Annuity Specialist CASL - Chartered Advisor in Senior Living CCPS - Certified College Planning Specialist CFA - Chartered Financial Analyst CFDP - Certified Financial Divorce Practitioner CFP - Certified Financial Planner CFS - Certified Funds Specialist ChFC - Chartered Financial Consultant CIS - Certified Income Specialist CMPS - Certified Mortgage Planning Specialist CRMA - Certified Reverse Mortgage Advisor CSA - Certified Senior Advisor CTS - Certified Tax Specialist PPC - Professional Plan Consultant QFA - Qualified Financial Advisor RFC - Registered Financial Consultant RPA - Retirement Plans Associate - Select State - Alabama Alaska Arizona Arkansas California Colorado Connecticut DC Delaware Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming Alberta British Columbia Manitoba New Brunswick Newfoundland and Labrador Northwest Territories Nova Scotia Nunavut Ontario Prince Edward Island Quebec Saskatchewan Puerto Rico Continuing Education CE courses to maintain your license or designation! Professional Development Products & Services to help manage and grow your career! - Select Subject - CAS - Certified Annuity Specialist CASL - Chartered Advisor in Senior Living CCPS - Certified College Planning Specialist CFP - Certified Financial Planner ChFC - Chartered Financial Consultant CIMA (CIMC) Ethics Financial Planning FINRA Licensing (Firm Element) Insurance - Life & Health Insurance - Long Term Care Loan Officer Mortgage Broker RFC - Registered Financial Consultant - Select State - Alabama Alaska Arizona Arkansas California Colorado Connecticut DC Delaware Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming Alberta British Columbia Manitoba New Brunswick Newfoundland and Labrador Northwest Territories Nova Scotia Nunavut Ontario Prince Edward Island Quebec Saskatchewan Puerto Rico - Select Subject - 1031 Exchanges Accounting / Finance Annuities Arbitration/Dispute Res/Mediation Auditing Bank Management Business Skills Coaching Cold Calling College Financial Planning Compliance / Legal Computer Skills Credit Unions Customer Service ERISA Estate Planning Ethics FHA Fiduciary Financial Planning Fraud Hiring & Recruiting I-9 Training Insurance Interpersonal Skills Investments IRA Rollovers Job Descriptions/Employee Handbooks Leadership Life Insurance Loan Officer Loan Processor Long Term Care Management Mortgage Broker Mortgage Broker - Commercial Mortgages/Lending Options/Futures Personal Development Personal Skills Personnel Forms/Policies Practice Management Prospecting QuickBooks Training Referrals Retirement Plans Reverse Mortgages Sales & Marketing Sales Training Security Senior Planning Software Software / Training Strategic Thinking/Planning Tax Planning Teller Title / Escrow Trusts & Estates VA Workers Compensation Writing Skills - Select State - Alabama Alaska Arizona Arkansas California Colorado Connecticut DC Delaware Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming Alberta British Columbia Manitoba New Brunswick Newfoundland and Labrador Northwest Territories Nova Scotia Nunavut Ontario Prince Edward Island Quebec Saskatchewan Puerto Rico

Need training or resources in other areas? Try our other Training Center sites: HR, Acct., Banking, Insurance, Fin. Svcs., Real Estate, Mortgage, HealthCare, Safety, Sales, IT