Securities Industry Essentials (SIE) Exam - Live Classroom Course

Seminar: ID# 1005038

This course is available in both in-person and video conference formats.

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Pricing: $229.00
About This Course:
The Securities Industry Essentials (SIE) exam is a requirement to obtaining a Series 6, 7, 79, or 99 license. The SIE exam covers four main areas:
  • Knowledge of Capital Markets
  • Understanding Products and Their Risks
  • Understanding Trading, Customer Accounts, and Prohibited Activities
  • Overview of the Regulatory Framework
Where the courses for the 6, 7, 79, or 99 licenses contain information specific to that license type, the SIE course primarily covers basic information about the securities industries and general financial concepts.

About Our SIE Training Seminar

Our Securities Industry Essentials classroom course includes proven methods to help you to effectively prepare, practice, and pass your SIE exam. Our Securities Industry Essentials course has two primary components: a seminar that you attend in-person, plus a set of self-study materials that you should review prior to your seminar. Details of each are included below.

Live Class Review

This intensive, two-day seminar is ideal for students who excel in a live learning environment with teacher/student interaction. You will learn from securities experts who deliver material in a concise and easy-to-understand manner, while providing important topical insight and valuable exam tips and strategies.

Self-Study Package Materials

Our SIE Self-Study package includes both print and online tools designed to fit your study style and schedule to help you pass your Securities Industry Essentials exam. You receive:
  • License Exam Manual (Print & PDF)
    A comprehensive textbook covering all aspects of the exam. Short, focused paragraphs with numerous graphics and exercises help students learn faster and retain critical information.
  • Class Notes (Print & PDF)
    Concise and easy-to-use, these study notes highlight critical exam-focused content, providing students with a convenient note-taking format for organized, post-class review.
  • SecuritiesPro QBank
    Test yourself with exam-focused questions, build personalized exams based on difficulty, length, and topic of your choice, and create personal notes and bookmarks for future reference.
  • Mastery Exam
    Designed to closely replicate the true exam experience, both in terms of the degree of difficulty and topical coverage. This exam is a sound indicator of potential actual exam scores - the better students do on this exam, the more likely they are to pass their Series exam.
  • InstructorLink
    A unique combination of online instructional resources and interactive support tools designed to help students pass their Securities exam, consisting of: Video Library of streaming videos, Online Connection to a securities expert via chat and email, Searchable FAQs, Exam-tips Blog, Test Alerts, and Study Calendar.
Note: You should plan to spend between 100-150 hours with the materials prior to attending the Live Classroom Review to maximize your learning.

Receipt of Materials:

The printed materials noted above are shipped via UPS ground after receipt of your paid order. Please allow 3-5 business days for delivery.

Access instructions for the online portions of this program will be emailed to you within 1 business day of your paid registration. You will have access to your online materials for five months.

Note: If you are registering for a class within three business days of the class start date you should elect to have the materials shipped UPS next-day air (selected during the checkout process); such Express orders must be received by 11:45am EST to be delivered the following business day.

Any overnight orders received after that time will ship the next business day. Note: Any orders that are not upgraded to overnight shipping during checkout for classes beginning within three business days risk the chance of materials not arriving in time for class.

PassProtection Guarantee:

We're so confident that you will pass your Insurance Licensing Exam after completing this program that we will provide free enrollment in future classes should you not pass your exam!

In the event that you were unsuccessful passing the exam, or just want to take the class again, our PassProtection guarantee is here to help. With PassProtection, you can retake the class as needed within five months from your enrollment date with no additional fees.
Securities Industry Essentials (SIE) Exam - Live Classroom Course
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