Compliance Management and Fair Lending Training for the Board of Directors

Webinar: ID# 1001093
Date: Recorded
About This Course:
What topics does your regulator expect will have been covered in training sessions for the Board of Directors?  Do any of the regulations "require" annual or periodic training?  This session covers two topics that are usually "hot buttons" in exams. BONUS- You can use the materials that will be provided to satisfy periodic training for your Board members.

Covered Topics

  • What do the regulators expect that board understands about Compliance Management? (Both the OCC and FDIC exam procedure requirements will be covered)
  • What type of overview should offered when new regulations require a new board approved policy or procedures?
  • Do any regulations "require" annual policy approval by the Board?
  • What compliance training should be provided to a new board member?  Are there any "free"resources?
  • What are five "best practices" for making periodic compliance reports to the Board?
  • What do the regulators expect that board understands about Fair Lending?
  • What are the risk factors in Fair Lending analysis?
  • What type reviews should be done for Fair Lending?
  • What do recent enforcement actions say about weakness in compliance management or violations of Fair Lending laws?
  • BONUS – Participants will receive a WORD version of the manual and a power point file for that can be edited. You can customize and use these files for Compliance Management and Fair Lending training for your Board.

Who Should Attend

This informative session is designed for Senior Management, Board members, Board Secretary, Compliance Officers, Risk Managers, Loan Officers, and Auditors.

The Presenter

Susan Costonis is a compliance consultant and trainer. She also has an affiliation with gettechnical inc. as an associate trainer. Her 35 year career in banking and training began with 20 years at First National Bank, an affiliate of Wells Fargo Bank, in Fort Collins, CO. Susan has been a bank compliance consultant or compliance officer in Louisiana since 1998.

During her career, Susan has successfully managed compliance programs and exams for institutions supervised by the OCC, FDIC, and Federal Reserve. Susan regularly presents training to several state banking associations and specializes in compliance management, lending, and Fair Lending issues. She is a Certified Regulatory Compliance Manager and completed the ABA Graduate Compliance School. Susan also graduated from the University of Akron with a B.S in Art Education and the Graduate Banking School of the University of Colorado.

Compliance Management and Fair Lending Training for the Board of Directors
Available on CD or On-Demand formats
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