search
search
BSA Officer Series: Managing Your BSA Alerts
About This Course:
In BSA, we move from Alert to Investigation to SAR. Do you know what to do when you get an Alert? This program is designed for both automated surveillance systems and your manual transaction monitoring BSA/AML/Fraud processes.

It will help you detect and determine what to do and when to do it on the Red Flag to SAR process. If this process is mismanaged, you'll be criticized for not setting up a good model, not using your reports, not responding to subpoenas, frontline and other types of alerts.

Covered Topics:

  • What is an “alert”?
  • What to do when you get one from the system, reports and back office
  • What to do when you get a subpoena, 314a match, OFAC match
  • How to work with the frontline
  • Risk rating alerts, excel spreadsheets and processes to keep those pesky examiners from criticizing your process
  • Use of negative news
  • From red flag to SAR, the cycle of alert, investigation and determination to file

Who Should Attend?

BSA Officers, BSA staff, Training, Compliance, Security and Management

Your Presenter

Deborah Crawford is the President of Gettechnical Inc., a Virginia based training company. She specializes in the deposit side of the financial institution and is an instructor on IRAs, BSA, Deposit Regulations and opening account procedures. She was formerly with Hibernia National Bank (now Capital One) and has bachelor's and master's degrees from Louisiana State University. She has 27 years of combined teaching and banking experience.

Share This:
About Us Privacy Guarantee Affiliate List Your Courses Contact Us My Account
FacebookBankTrainingCenter.com. 5755 North Point Parkway, Suite 227 | Alpharetta, GA 30022 | 770-410-9375 | support@BankTrainingCenter.com
Copyright BankTrainingCenter.com 2018 | Web Site Development by OTAU