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Course/Product Description
Title:

The Five Pillars Of BSA

SKU:WT-1005030
Format: Webinar
Description:

The Five Pillars Of BSA

This training session covers the core components of a compliant BSA program.


AGENDA / PROGRAM HIGHLIGHTS

#1 Internal Controls Checkup:
  • How do we identify banking operations (i.e., products, services, customers, entities, and geographic locations) more vulnerable to abuse by money launderers and criminals; provide for periodic updates to the financial institution’s risk profile; and provide for a BSA/AML compliance program tailored to manage risks?
  • When do we inform the board of directors, or a committee thereof, and senior management, of compliance initiatives, identified compliance deficiencies, and corrective action taken, and notify directors and senior management of SARs filed?
  • What regulatory recordkeeping and reporting requirements meet recommendations for BSA/AML compliance, and provide for timely updates in response to changes in regulations?
  • When do we provide for adequate supervision of employees that handle currency transactions, complete reports, grant exemptions, monitor for suspicious activity, or engage in any other activity covered by the BSA and its implementing regulations?
  • Who should incorporate BSA compliance into the job descriptions and performance evaluations of the financial institution’s personnel, as appropriate?
#2 Independent Testing Checkup:
  • How to check the overall adequacy and effectiveness of the BSA/AML compliance program.
  • What is our audit supposed to review? Which of these are important?
  • Suspicious activity monitoring reports
  • Large currency aggregation reports
  • Monetary instrument records
  • Funds transfer records
  • Nonsufficient funds (NSF) reports
  • Large balance fluctuation reports
  • Account relationship reports
#3 BSA Compliance Officer Checkup:
  • Who should have responsibilities for BSA?
  • What should the title be? What qualifications do you have to have?
#4 Training Checkup:
  • Who must be trained in BSA? What must each employee be trained on? How often?
  • Training should include regulatory requirements and the financial institution’s internal BSA/AML policies, procedures, and processes.
  • At a minimum, the financial institution’s training program must provide training for all personnel whose duties require knowledge of the BSA.
#5 Customer Due Diligence? New Pillar?
  • Appropriate risk-based procedures for conducting ongoing customer due diligence, to include, but not be limited to: Understanding the nature and purpose of customer relationships for the purpose of developing a customer risk profile; and Conducting ongoing monitoring to maintain and update customer information and to identify and report suspicious transactions.
Who Should Attend

This webinar is designed for BSA Officers, BSA Coordinators, Compliance Officers and Security Officers.

The Presenter

Deborah Crawford is the President of Gettechnical Inc., a Virginia based training company. She specializes in the deposit side of the financial institution and is an instructor on IRAs, BSA, Deposit Regulations and opening account procedures. She was formerly with Hibernia National Bank (now Capital One) and has bachelor's and master's degrees from Louisiana State University. She has 27 years of combined teaching and banking experience.

Licenses / Designations / Educational Credits:CEU
All US States: 2.5
All Canadian Provinces: 2.5
About The Provider: Since 1983 Total Training Solutions has produced dozens of videotapes, CD-Roms, DVD's and web-based training modules. In addition to off-the-shelf products, Total Training Solutions also develops custom training products and consults with financial institutions to develop their own training curriculum.

For timely delivery of training topics, webinars or web conferencing is an unbeatable option. We now offer over 100 live programs per year and you can even purchase the recorded or ondemand session if you are unable to attend the live program.

We have worked exclusively with the financial industry since our founding. Because of this, we understand the needs of training departments in financial institutions and are alert to changes which affect the industry.

Webinar Descriptions:

Live Session:
Attend the live session with the opportunity to ask questions to the presenter. You also receive a link to the handouts. All registrations for a live event will be given access to the OnDemand recording, at no additional cost, for seven days following the event. This will allow a flexible alternative when last minute conflicts intrude on scheduled events.

Recorded CD:
CD-Rom includes audio and video of recorded webinar plus hard copy handouts. You will also receive 6 months access to the OnDemand weblink as an added free bonus.

OnDemand:
Includes a weblink for unlimited viewing for 6 months after the date of the webinar as well as a link to handouts.

Live + Recorded:
Includes all three options above. Live session, OnDemand Weblink, and CD-Rom plus Hardcopy Handouts.

Live + OnDemand:
Includes two of the options above. Live session and 6 months access to OnDemand Weblink plus link to handouts.
Price: $265.00
More Info: Contact Us For More Information
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Currently Scheduled Dates For This Webcast
Course TitleDatePrice
The Five Pillars Of BSACD/On-Demand$345.00

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