BankTrainingCenter.com offers banking exams, banking degree training, and professional development for banking professionals
Course/Product Description
Title:

FinCEN's New Customer Due Diligence Rules: What You Need To Know

SKU:WC-1023622
Date / Time: 3/14/2017 / 1:00pm - 2:00pm EST
Format: Webinar
Order:Qty:
Description:

This webinar will provide an overview of FinCEN's new customer due diligence rule, which supplements existing requirements for covered financial institutions implementing effective AML programs.

The course will address the purpose of the rule and how it changes the current AML landscape. The definition of a legal entity's beneficial owner will also be addressed to assist you in applying the requirements.

Guidance on developing procedures to comply with the rule will be provided, as will recommendations on risk-based procedures and ongoing monitoring. This content will offer you practical advice, by using examples.

AGENDA

Introduction

  • Examples of Increased AML Enforcement Against Financial Institutions
FinCEN's Final Rule for Customer Due Diligence Requirements
  • Overview
  • Purpose of the Rule
Program Requirements
  • Application
  • What Are 'Beneficial Owners'?
  • Effect on Compliance Programs
Related Developments
  • FinCEN's Proposed AML Rule for Investment Advisers
  • Panama Papers
About The Presenters

Margaret E. Hirce
  • Attorney in the New York office of Baker & Hostetler LLP
  • Practice emphasizes all aspects of white collar defense and corporate investigations, the FCPA, and securities litigation and regulatory enforcement
  • Recognized by New York Metro Super Lawyers as a 'Rising Star' (2015, 2016)
  • Wrote several publications related to the areas of important anti-money laundering, FCPA and securities legal and regulatory developments
  • Prior to law school, she worked as a paralegal in the Frauds Bureau of the Manhattan District Attorney's Office
  • Member of the American Bar Association and New York City Bar Association
  • J.D. degree, cum laude, Seton Hall University School of Law; A.B. degree in History, Princeton University
Lauren J. Resnick
  • Partner in the New York office of Baker & Hostetler LLP, firm wide Client Relationship Partner
  • Regularly retained by executive management and audit committees of Fortune 500 corporations to conduct internal investigations on FCPA, AML, trade sanctions and OFAC, securities fraud, accounting and employment matters, and to advise on regulatory compliance issues
  • Supervised independent monitorship of NY Mellon Bank
  • Regularly conducts gap analyses of AML compliance and internal audit programs for our clients and recommends enhancements to policies and procedures to optimize AML compliance
  • Recognized by Chambers USA, the Legal 500 United States, and The Best Lawyers in America © in the area of white collar
  • Former Assistant U.S. Attorney for the Eastern District of New York, Computer Crimes and Intellectual Property Section Chief, and two-time recipient of the Department of Justice Director’s Award for Superior Performance
  • Board member of the Association of the United States Attorney’s Office for the Eastern District of New York: board member of the NYC Citizens Crime Commission
  • J.D. degree, cum laude, Harvard Law School; B.A. degree, magna cum laude


Cannot Attend The Live Presentation?

This presentation is also available in a recorded format, in CD version, as shown in the pricing options below.

About Webcasts / Audio Conferences / Podcasts:

Webcasts, audio conferences, and podcasts are presentations that you attend via the Internet, phone, or mobile device at a specified date and time for "live" versions, or at your convenience for "recorded" and "On-Demand" versions.

The live versions are interactive, meaning that participants can ask questions in real time, plus are a very cost-effective form of training because 1) you receive fast, convenient learning without any out-of-office time; 2) you can invite as many colleagues as you'd like to listen in on a single phone line; 3) you incur no travel expenses; and 4) you and your colleagues are back at work immediately after the session ends!

And though with recorded versions you do lose the ability to ask questions, you gain the ability to hear the presentation numerous times and to share it with others in your office.

Handout materials and the phone number for live presentations are made available to you prior to the event via email from the presenter and from the "MyAccount" link on the menu bar. Copies of the presentations are included with recorded versions.

About The Provider: Lorman Education Services has provided educational seminars and online training for professionals since 1987.

Since then, we've kept thousands of professionals in the United States and internationally current on the most pressing topics in a rapidly changing marketplace of ideas. Like you, we understand the need for concise, accurate information.

That understanding underlies each Lorman course, presenting the latest information on the laws and regulations critical to your organization's successful daily operations.

Moreover, each course receives our painstaking attention to be certain both the faculty and participants receive the individual attention necessary to achieve maximum benefit from the materials.
More Info: Contact Us For More Information
Order:Qty:
Share This: Share on Facebook


Share on Twitter


Share on Google+


Overdraft Protection Programs
Overdraft Protection Programs

What To Do When A Customer Dies
What To Do When A Customer Dies

Signature Card Danger Zones
Signature Card Danger Zones

Achieving Unclaimed Property Compliance Best Practices For The Banking Industry
Achieving Unclaimed Property Compliance Best Practices For The Banking Industry

Ransomware And Cyber Extortion
Ransomware And Cyber Extortion

Regulation E Final Changes on Prepaid Cards
Regulation E Final Changes on Prepaid Cards

Uniform Commercial Code Rules: How to Comply to Attach and Perfect Secured Transactions
Uniform Commercial Code Rules: How to Comply to Attach and Perfect Secured Transactions

Legal Liabilities When Check Fraud Occurs
Legal Liabilities When Check Fraud Occurs

Call Report: Lending Schedules For Banks
Call Report: Lending Schedules For Banks

Certified Regulatory Vendor Program Manager
Certified Regulatory Vendor Program Manager

TRID Checkup: Areas of Concern and Uncertainty
TRID Checkup: Areas of Concern and Uncertainty

Calculating Cash Flow
Calculating Cash Flow

Underwriting Construction Loans
Underwriting Construction Loans

Critical Issues on Certificates of Deposit (CDs)
Critical Issues on Certificates of Deposit (CDs)

Bank and Financial Institution Fraud
Bank and Financial Institution Fraud

Loan Processing 101: The Basics
Loan Processing 101: The Basics

FacebookBankTrainingCenter.com. 5755 North Point Parkway, Suite 228 | Alpharetta, GA 30022 | 770-410-9375 | support@BankTrainingCenter.com
Copyright BankTrainingCenter.com 2017 | Web Site Development by OTAU
Facebook