Document Retention & Destruction Policies For Financial Institutions
|Date / Time:
Financial institutions are subject to many federal and state laws governing document retention, so this webinar helps you understand how to craft an effective document retention and destruction policy.
The widespread adoption of computers and computer networks, as well as the sheer number and variety of documents and devices where information can be transmitted and stored, have made effective retention and appropriate destruction increasingly complicated, so the information provided in this webinar is critical for financial institutions to ensure they have the proper policies and procedures in place.
Basic Principles to Consider
Creating a Document Retention and Destruction Policy
- People, Processes, and Technology
- Compliance Not the Only Goal
- Reasonable and Practical Is the Touchstone
Implement Your Policy
- Assemble Your Team
- Identify the What, Why, and Who
- Map Information Assets
- Define and Classify Documents Based Upon Value
- Create Schedules for Retention, Archive, Destruction
- Suspend Destruction When Appropriate
Monitor and Refine Your Policy
- Obtain Input and Buy-in
- Implement Policy Directives
- Train Employees
- Organize, Archive, Destroy
About The Presenters
- Track Compliance and Measure Performance
- Audit Practices
- Review and Modify Periodically
- ocument Policy, Implementation, Training, and Audits
- Partner in the law firm of Adams and Reese LLP
- Practice emphasizes privacy, information security, and information governance for financial institutions, healthcare providers, public utilities, and other businesses. Pringle has obtained the CIPP-US designation from the International Association of Privacy Professionals (IAPP), and advises clients on the retention, collection, management, and production of electronically stored information (“ESI”)
- Conducts regular seminars and workshops on numerous topics, including privacy, data security, information governance, ESI, social media, and the effective use of technology
Cannot Attend The Live Presentation?
This presentation is also available in a recorded format, in CD version, as shown in the pricing options below.
|About Webcasts / Audio Conferences / Podcasts:|
Webcasts, audio conferences, and podcasts are presentations that you
attend via the Internet, phone, or mobile device at a specified date and time for "live" versions, or at your convenience for "recorded" and "On-Demand" versions.
versions are interactive, meaning that participants can ask questions in real time, plus are a very cost-effective form of training because 1) you receive fast, convenient learning without
any out-of-office time; 2) you can invite as many colleagues as you'd like to listen in on a single phone line; 3) you incur no travel expenses; and 4) you and your colleagues are back
at work immediately after the session ends!
And though with recorded versions you do lose the ability to ask questions, you gain the ability to hear the presentation numerous
times and to share it with others in your office.
Handout materials and the phone number for live presentations are made available to you prior to the event via email from the
presenter and from the "MyAccount" link on the menu bar. Copies of the presentations are included with recorded versions.
|About The Provider:
||Lorman Education Services has provided educational seminars and online training for professionals since 1987.
Since then, we've kept thousands of professionals in the United States and internationally current on the most pressing topics in a rapidly changing marketplace of ideas. Like you, we understand the need for concise, accurate information.
That understanding underlies each Lorman course, presenting the latest information on the laws and regulations critical to your organization's successful daily operations.
Moreover, each course receives our painstaking attention to be certain both the faculty and participants receive the individual attention necessary to achieve maximum benefit from the materials.
||Contact Us For More Information
||Share on Facebook
Share on Twitter
Share on Google+
Letters of Credit
ACH Exception Processing
Key Ratio Analysis: Calculating and Interpreting the Numbers Correctly!
Deposit Analysis For Today′s Environment
Bank Call Report Preparation for Beginners
Call Reports: RC-C Loan Coding and Related RC-R Reporting
Safe Deposit Box "Danger Zones"
Controlling the Risks of Power of Attorney Documents
Certified Regulatory Vendor Program Manager
Reg E Compliance – Five Best Practices for Handling Disputes
Basic Bankruptcy for Bankers
Flood Insurance Compliance Hot Spots
Opening New Accounts: Trust, Fiduciary and Minor Accounts
Opening New Accounts: Business Accounts
Limited Liability Companies: Do′s and Don′ts
Regulation CC - Check Holds