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Course/Product Description
Title:

Anti-Money Laundering (AML) for Futures Industry (FCMs & IBs)

SKU:OT-1000976
Format: Online Training Course
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Description:

Anti-Money Laundering (AML) Compliance Program for futures industry participants is a one-hour, Web-course that helps futures commission merchants and introducing brokers fulfill their annual AML training requirement as mandated by NFA Rule 2-9(c).

The interactive, audio-enhanced course is designed to help futures industry participants detect, prevent and respond effectively to attempts to launder money through their firms and the futures markets.

The core of the training is built upon hypothetical case studies that focus on business activities in which a financial professional must exercise informed, practical judgment to determine how best to apply federal laws and regulations, industry rules and best practices, and firm policies and procedures that address money laundering. At the end of the course there is a summary of key elements of an anti-money laundering program that users may print and keep for future reference.

The IFM will immediately provide you with a certificate upon completion and also will retain your training completion records in electronic form for a minimum of five years for firm and NFA audit purposes.

Qualifications: The Institute has qualified and completed relevant proficiency testing, as mandated in NFA Rule 2-9. The IFM, a leader in ethics and AML training, develops its educational content from interviews with regulators and industry compliance professionals, and through research and review of enforcement cases.

Note: Upon ordering, an IFM staff member will contact you via email (Hours:M-F 9 AM-5 PM ET, excluding U.S. holidays) and provide instructions on how to access the program and provide you with a username and password.

Volume discounts are available for large firm orders; contact us for details.

About The Provider: The Institute for Financial Markets, founded in 1989, is an industry-supported, nonprofit educational foundation and an affiliate of the Futures Industry Association.

The IFM is particularly known for its educational materials in print and Web-based formats, as well as seminars and customized, in-house training. The Institute offers materials to prepare candidates for futures industry exams, as well as books that provide general knowledge on the futures and options markets to investors, regulators and public-policy makers.

Recognized as a leading provider of ethics training, the IFM has trained more than 900,0000 financial industry professionals and international regulators. In addition to our futures ethics and AML Web-programs, we provide customized professional conduct programs to the New York Stock Exchange, the Securities Industry Association, as well as firms.
Price: $25.00
More Info: Contact Us For More Information
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Keywords For This Course:

NFA, AML, Anti-Money Laundering

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