BankTrainingCenter.com offers banking exams, banking degree training, and professional development for banking professionals
Course/Product Description
Title:

Anti-Money Laundering (AML) for Futures Industry (FCMs & IBs)

SKU:OT-1000976
Format: Online Training Course
Order:Qty:
Description:

Anti-Money Laundering (AML) Compliance Program for futures industry participants is a one-hour, Web-course that helps futures commission merchants and introducing brokers fulfill their annual AML training requirement as mandated by NFA Rule 2-9(c).

The interactive, audio-enhanced course is designed to help futures industry participants detect, prevent and respond effectively to attempts to launder money through their firms and the futures markets.

The core of the training is built upon hypothetical case studies that focus on business activities in which a financial professional must exercise informed, practical judgment to determine how best to apply federal laws and regulations, industry rules and best practices, and firm policies and procedures that address money laundering. At the end of the course there is a summary of key elements of an anti-money laundering program that users may print and keep for future reference.

The IFM will immediately provide you with a certificate upon completion and also will retain your training completion records in electronic form for a minimum of five years for firm and NFA audit purposes.

Qualifications: The Institute has qualified and completed relevant proficiency testing, as mandated in NFA Rule 2-9. The IFM, a leader in ethics and AML training, develops its educational content from interviews with regulators and industry compliance professionals, and through research and review of enforcement cases.

Note: Upon ordering, an IFM staff member will contact you via email (Hours:M-F 9 AM-5 PM ET, excluding U.S. holidays) and provide instructions on how to access the program and provide you with a username and password.

Volume discounts are available for large firm orders; contact us for details.

About The Provider: Established in 1989, the Institute for Financial Markets (IFM) is a nonpartisan, nonprofit educational foundation. The IFM seeks to increase public awareness and understanding of the importance of financial markets and the financial service industry to the global economy and to improve the technical competence of those in the industry who deal with the public. In advancement of such purpose, the Institute engages in activities such as research, publications dissemination, e-learning, courses, roundtables, and conferences.

We focus our attention and educational activities primarily on derivatives markets — the vital markets for instruments like futures, options and swaps.
Price: $25.00
More Info: Contact Us For More Information
Order:Qty:
Share This: Share on Facebook


Share on Twitter


Share on Google+


Keywords For This Course:

NFA, AML, Anti-Money Laundering

BSA Requirements
BSA Requirements

ACH & Wire Transfer Training Courses
ACH & Wire Transfer Training Courses

Cyber Security Training Courses
Cyber Security Training Courses

Incident Response and Forensics

A Business Development Officer's Guide To Selling Non-Traditional Financial Products
A Business Development Officer's Guide To Selling Non-Traditional Financial Products

Internal Investigations Certificate Program
Internal Investigations Certificate Program

Certified Regulatory Vendor Program Manager
Certified Regulatory Vendor Program Manager

Vendor Management Essentials
Vendor Management Essentials

Securities License
Securities License

Qualified Financial Advisor (QFA)
Qualified Financial Advisor (QFA)

Insurance License
Insurance License

CFP Certification
CFP Certification

What To Do When Applicants Or Employees Have A Criminal History
What To Do When Applicants Or Employees Have A Criminal History

Loan Officer Boot Camp
Loan Officer Boot Camp

Bank and Financial Institution Fraud
Bank and Financial Institution Fraud

Commercial Mortgage Training Program
Commercial Mortgage Training Program

FacebookBankTrainingCenter.com. 5755 North Point Parkway, Suite 228 | Alpharetta, GA 30022 | 770-410-9375 | support@BankTrainingCenter.com
Copyright BankTrainingCenter.com 2018 | Web Site Development by OTAU
Facebook