Vendor Management Best Practices – How to Address the New Challenges & Increased Regulatory Scrutiny
|Date / Time:
All FFIEC regulatory updates issued in the last two years either directly or indirectly relate to vendor management and outsourcing. In addition, social media, cloud computing and managing payment service providers all have vendor management as the common link.
Clearly this is an area of increased regulatory scrutiny, and will continue to be so for the foreseeable future. How do the new expectations differ from current practices, and what steps do financial institutions need to take now?Covered Topics:
- Vendor or service provider...why does it matter?
- Expanding the risk assessment
- The details of due diligence
- Contracts – the single most important control
- The new SOC reports - Understanding the differences
- Vendor regulatory exams - The new regulatory requirement
- Attendees will receive white papers on 5 Keys to Understanding a SOC 2 Reports, and 7 Cloud Vendor Deal Breakers for Financial Institutions
- Attendees will also receive a vendor due diligence checklist and a vendor contracts checklist
Who Should Attend
Risk managers, Internal auditors, CIO, ISO, Compliance Officers, those who are involved with vendor management at their institution.The Presenter
Tom Hinkel, Vice President of Compliance Services, is responsible for thought leadership on all compliance related internal and external initiatives. This includes contributions to the R&D, quality control, and sales &marketing departments. He is also responsible for ensuring that Safe Systems' services incorporate and abide by appropriate financial industry regulations and best practices as well as serving as a regulatory compliance resource for Safe Systems' customers.
He is the author of the Compliance Guru website, and has 20+ years' of experience in the banking industry. Hinkel holds a BA from Illinois Wesleyan University; an AA in computer programming; GSEC security certification from the SANS Institute; CISA and CRISC designations from ISACA, and the CCSA and CRMA designations from the IIA.
Cannot Attend The Live Presentation?
This presentation is also available in a recorded format, in On-Demand Or CD versions, as shown in the pricing options below.
|About Webcasts / Audio Conferences / Podcasts:|
Webcasts, audio conferences, and podcasts are presentations that you
attend via the Internet, phone, or mobile device at a specified date and time for "live" versions, or at your convenience for "recorded" and "On-Demand" versions.
versions are interactive, meaning that participants can ask questions in real time, plus are a very cost-effective form of training because 1) you receive fast, convenient learning without
any out-of-office time; 2) you can invite as many colleagues as you'd like to listen in on a single phone line; 3) you incur no travel expenses; and 4) you and your colleagues are back
at work immediately after the session ends!
And though with recorded versions you do lose the ability to ask questions, you gain the ability to hear the presentation numerous
times and to share it with others in your office.
Handout materials and the phone number for live presentations are made available to you prior to the event via email from the
presenter and from the "MyAccount" link on the menu bar. Copies of the presentations are included with recorded versions.
|Licenses / Designations / Educational Credits:||CEU|
All US States: 2.5
All Canadian Provinces: 2.5
|About The Provider:
||Since 1983 Total Training Solutions has produced dozens of videotapes, CD-Roms, DVD's and web-based training modules. In addition to off-the-shelf products, Total Training Solutions also develops custom training products and consults with financial institutions to develop their own training curriculum.
For timely delivery of training topics, webinars or web conferencing is an unbeatable option. We now offer over 100 live programs per year and you can even purchase the recorded or ondemand session if you are unable to attend the live program.
We have worked exclusively with the financial industry since our founding. Because of this, we understand the needs of training departments in financial institutions and are alert to changes which affect the industry.
Attend the live session with the opportunity to ask questions to the presenter. You also receive a link to the handouts. All registrations for a live event will be given access to the OnDemand recording, at no additional cost, for seven days following the event. This will allow a flexible alternative when last minute conflicts intrude on scheduled events.
CD-Rom includes audio and video of recorded webinar plus hard copy handouts. You will also receive 6 months access to the OnDemand weblink as an added free bonus.
Includes a weblink for unlimited viewing for 6 months after the date of the webinar as well as a link to handouts.
Live + Recorded:
Includes all three options above. Live session, OnDemand Weblink, and CD-Rom plus Hardcopy Handouts.
Live + OnDemand:
Includes two of the options above. Live session and 6 months access to OnDemand Weblink plus link to handouts.
||Contact Us For More Information
||Share on Facebook
Share on Twitter
Share on Google+
TRID Compliance: 2016 Hot Spots
Flood Insurance: Compliance Issues and Enforcement Topics that Continue to Plague Lenders
Bank Call Report Preparation for Beginners
Legal Liabilities When Check Fraud Occurs
Names and TINs: 15 Reasons They May Not Match
Beware! Signature Card Danger Zones
Anti-Money Laundering (AML) Requirements
Opening Accounts for Nonresident Aliens: W-8BEN, W-8BENE, CIP and CDD
2016 Planning For UCC Article 4A: eBanking, ACH Fraud Risk Management And Contractual Mitigation
Certified Regulatory Vendor Program Manager
Underwriting Construction Loans
Living Trust Documents
Tax Return Analysis Workshop For Mortgage Professionals
Online Deposit Account Opening: CIP, CDD and Other Compliance Issues