BSA Series: Risk Assessments, Models, Validation, And Tuning
|Date / Time:
BSA (Bank Secrecy Act) key components continue to remain an integral part of our AML (Anti Money Laundering) as risk assessments, models and audits continue to frame up the building called your program.
You don't want to get surprised this year on your BSA examination when the examiners ask to see your model validation. New processes bring new tools to analyze data but your process and model have to be checked.
From risk assessments to audits, we continue to self-examine our own AMLs for accuracy, exposure and controls. Don't miss this deeper dive into the tools that protect your organization from financial crimes.
- 2014 Risk Assessments: Inherent risk, mitigation of risk and residual risk
- Building blocks of the risk assessment: From Product and Service to Executive Summary
- Updating risk assessments and the changing financial institution profile
- What is a model? How to validate your model?
- How to document the process of model development, validation and revisions
- What are the audit expectations? What is an independent audit? Who should conduct the audit?
- Sample audit worksheets
Who Should Attend
BSA Officers, BSA Support Staff, Management, Compliance, Security and anyone involved in AML program.
About Your Presenter
Deborah Crawford is the President of gettechnical inc. She specializes in compliance and regulations for the deposit side of financial institutions. Her 20+ year career in banking and training began at Hibernia National Bank. She has been a seminar leader for many state associations and credit union groups across the nation. She has Bachelors and Masters degrees from Louisiana State University.
Cannot Attend The Live Presentation?
This presentation is also available in a recorded format, in On-Demand Or CD versions, as shown in the pricing options below.
|About Webcasts / Audio Conferences / Podcasts:|
Webcasts, audio conferences, and podcasts are presentations that you
attend via the Internet, phone, or mobile device at a specified date and time for "live" versions, or at your convenience for "recorded" and "On-Demand" versions.
versions are interactive, meaning that participants can ask questions in real time, plus are a very cost-effective form of training because 1) you receive fast, convenient learning without
any out-of-office time; 2) you can invite as many colleagues as you'd like to listen in on a single phone line; 3) you incur no travel expenses; and 4) you and your colleagues are back
at work immediately after the session ends!
And though with recorded versions you do lose the ability to ask questions, you gain the ability to hear the presentation numerous
times and to share it with others in your office.
Handout materials and the phone number for live presentations are made available to you prior to the event via email from the
presenter and from the "MyAccount" link on the menu bar. Copies of the presentations are included with recorded versions.
|Licenses / Designations / Educational Credits:||CEU|
All US States: 2.5
All Canadian Provinces: 2.5
|About The Provider:
||Since 1983 Total Training Solutions has produced dozens of videotapes, CD-Roms, DVD's and web-based training modules. In addition to off-the-shelf products, Total Training Solutions also develops custom training products and consults with financial institutions to develop their own training curriculum.
For timely delivery of training topics, webinars or web conferencing is an unbeatable option. We now offer over 100 live programs per year and you can even purchase the recorded or ondemand session if you are unable to attend the live program.
We have worked exclusively with the financial industry since our founding. Because of this, we understand the needs of training departments in financial institutions and are alert to changes which affect the industry.
Attend the live session with the opportunity to ask questions to the presenter. You also receive a link to the handouts.
CD-Rom includes audio and video of recorded webinar plus hard copy handouts. You will also receive 6 months access to the OnDemand weblink as an added free bonus.
Includes a weblink for unlimited viewing for 6 months after the date of the webinar as well as a link to handouts.
Live + Recorded:
Includes all three options above. Live session, OnDemand Weblink, and CD-Rom plus Hardcopy Handouts.
Live + OnDemand:
Includes two of the options above. Live session and 6 months access to OnDemand Weblink plus link to handouts.
||Contact Us For More Information
||Share on Facebook
Share on Twitter
Share on Google+
IRS Reporting Requirements: What You Need to Know About the Rules and Forms
Commercial Loan Stress Testing Fundamentals
Commercial Mortgage Training Program
Compliance With The New PCI DSS Credit Card Security Standards
BSA for the Frontline
BSA Red Flags for Money Laundering
ALERT! New W-8BEN, W-8BENE and W-9
Certified Regulatory Vendor Program Manager
Top Ten Mistakes on Deposit Compliance Exams
Internal Investigations Certificate Program
Qualified Financial Advisor (QFA)
Opening Deposit Accounts: Types of ID
Using Business Tax Returns to Analyze Lending Requests
What To Do When Applicants Or Employees Have A Criminal History
CSA Certified Senior Advisor