BankTrainingCenter.com offers banking exams, banking degree training, and professional development for banking professionals

Series 4 Exam Prep


Series 4 Exam Prep


If you are looking to serve as a Registered Options Principal in the financial services industry, then you probably are wondering how to pass the Series 4 exam … How much you need to study for it, what material is covered in the exam, and what are some tips that will increase your chances of obtaining the Series 4 license on your first try?

The Series 4 license is known formally as the Registered Options Principal license and is a FINRA requirement for those persons who will function as a registered options principal, compliance registered options principal, or senior registered options principal in a member firm. The Series 4 exam tests one’s knowledge of options trading, Exchange and Options Clearing Corporation rules, and regulations applicable to the trading of options contracts.

Bank Training Center provides numerous Series 4 exam preparation courses - such as Series 4 seminars, Series 4 online courses, Series 4 self-study packages, and Series 4 Webcasts - to help you pass your Series 4 exam and earn your Series 4 license.

About Your Series 4 Exam
  • Series 4 exam preparation can be either in seminar, self-study, webcasts or interactive formats. Be sure your preferred format includes Series 4 exam practice tests!
  • Recommended study time is between 40-60 hours
  • Series 4 candidates are required to be sponsored to sit for the licensing exam
  • Exams for your Series 4 license can be scheduled at any Prometric test center nationwide
Good luck on your Series 4 exam!

Recommended Courses & Available Training Options

To find training for earning your Series 4 license, including Series 4 exam webcasts or Series 4 exam practice tests, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box below for "Series 4".


Recommended Course(s): In-Person Seminars Recommended Course(s): Book / Paper Format


Find Self-Study, Online, Or Classroom Courses In Your Area
Licensing/Designations
Earn a License or Designation quickly and easily!

Select from in-person, online, or self-study options.
Continuing Education
Find numerous CE courses to maintain your license or designation!
Professional Development
Whether new to your field or a seasoned pro, find hundreds of courses to help your career grow...includes excellent courses for support and administrative personnel!







Need training or resources in other areas? Try our other Training Center sites:

HR, Acct., Banking, Insurance, Fin. Svcs., Real Estate, Mortgage, Legal, HealthCare, Safety, IT



BankTrainingCenter.com offers Series 4 Exam Preparation, Series 4 Exam Practice Tests, Series 4 webcasts, and other Series 4 training materials to help individuals pass the Series 4 exam and earn a Series 4 license.



Feature Items
Compliance Issues for Residential Lending, Including Coming Changes
Compliance Issues for Residential Lending, Including Coming Changes
Audio Review for the CFP® - 6 CD Set
Audio Review for the CFP® - 6 CD Set
Annuity Sales Excellence
HP12C Calculator Class
Bank Investment Consultant - Wealth Management & Retirement Planning Forum
Bank Investment Consultant - Wealth Management & Retirement Planning Forum
Lending Training DVD
Securities License
Insurance License
13th Annual Small Business Banking Conference
13th Annual Small Business Banking Conference
Certified College Planning Specialist CCPS
Accredited Investment Fiduciary (AIF)
CSA Certified Senior Advisor
Licensing/Designations
Insurance Licensing Series 51 Exam Prep Certified Funds Specialist (CFS)
Securities Licensing Series 53 Exam Prep Certified IRA Services Professional (CISP)
Series 3 Exam Prep Series 55 Exam Prep Certified Lender Business Banker (CLBB)
Series 4 Exam Prep Series 62 Exam Prep Certified Mortgage Professional (CMP)
Series 6 Exam Prep Series 63 Exam Prep Certified Personal Banker (CPB)
Series 7 Exam Prep Series 65 Exam Prep Certified Regulatory Compliance Manager (CRCM)
Series 9 Exam Prep Series 66 Exam Prep Certified Retirement Services Professional (CRSP)
Series 10 Exam Prep Series 87 Exam Prep Certified Securities Operations Professional (CSOP)
Series 11 Exam Prep Accredited Investment Fiduciary (AIF®) Certified Tax Specialist (CTS)
Series 14 Exam Prep AIB Bank Teller Certificate Certified Trust and Financial Advisor (CTFA)
Series 23 Exam Prep AIB Customer Service Representative Certificate CFP Courses for Certification
Series 24 Exam Prep AIB Personal Banking Diploma CFP Review Course
Series 26 Exam Prep Board Certified in Estate Planning (BCE) Chartered Financial Analyst (CFA)
Series 27 Exam Prep Certified Annuity Specialist (CAS) Chartered Financial Consultant (ChFC)
Series 28 Exam Prep Certified Bank Teller (CBT) Professional Plan Consultant (PPC)
Series 30 Exam Prep Certified Corporate Trust Specialist (CCTS) Qualified Financial Advisor (QFA)
Series 31 Exam Prep Certified Customer Service Representative (CCSR) Retirement Income Specialist (RIS)
Series 32 Exam Prep Certified Financial Marketing Professional (CFMP) Steps to Achieve CFP® Certification
Series 37 Exam Prep Certified Financial Planner (CFP)  
Series 38 Exam Prep Certified Financial Services Security Professional (CFSSP)  
Professional Development
Bank Compliance Training And Education Continuing Education Courses Loan Officer Training For VA Mortgages
Bank Fraud Prevention Estate Planning Mortgage Broker Training
Bank Management Loan Officer Training Mortgage Loan Processor Training
Bank Teller Training Loan Officer Training For Conventional Mortgages Trusts and Estates Training
Banking Certifications / Designations Loan Officer Training For FHA Mortgages