BankTrainingCenter.com offers banking exams, banking degree training, and professional development for banking professionals

Series 4 Exam Prep


If you are looking to serve as a Registered Options Principal in the financial services industry, then you probably are wondering how to pass the Series 4 exam … How much you need to study for it, what material is covered in the exam, and what are some tips that will increase your chances of obtaining the Series 4 license on your first try?

The Series 4 license is known formally as the Registered Options Principal license and is a FINRA requirement for those persons who will function as a registered options principal, compliance registered options principal, or senior registered options principal in a member firm. The Series 4 exam tests one’s knowledge of options trading, Exchange and Options Clearing Corporation rules, and regulations applicable to the trading of options contracts.

Bank Training Center provides numerous Series 4 exam preparation courses - such as Series 4 seminars, Series 4 online courses, Series 4 self-study packages, and Series 4 Webcasts - to help you pass your Series 4 exam and earn your Series 4 license.


About Your Series 4 Exam
  • Series 4 exam preparation can be either in seminar, self-study, webcasts or interactive formats. Be sure your preferred format includes Series 4 exam practice tests!
  • Recommended study time is between 40-60 hours
  • Series 4 candidates are required to be sponsored to sit for the licensing exam
  • Exams for your Series 4 license can be scheduled at any Prometric test center nationwide

Recommended Courses & Available Training Options

To find training for earning your Series 4 license, including Series 4 exam webcasts or Series 4 exam practice tests, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 4".

Good luck on your Series 4 exam!

Series 4 Exam Prep
Recommended Books, CDs, and DVDs


Find Self-Study, Online, Or Classroom Courses In Your Area
Licensing
Earn your License quickly and easily!
Designations/Certifications
Improve your knowledge and industry standing!




Continuing Education
CE courses to maintain your license or designation!
Professional Development
Products & Services to help manage and grow your career!





Need training or resources in other areas? Try our other Training Center sites:

HR, Acct., Banking, Insurance, Fin. Svcs., Real Estate, Mortgage, HealthCare, Safety, Sales, IT



Feature Items
The Do's and Don'ts of Signature Card Contracts
The Do's and Don'ts of Signature Card Contracts
Document Retention And Destruction Policies For Financial Institutions
Document Retention And Destruction Policies For Financial Institutions
Avoiding Safe Deposit Lawsuits
Avoiding Safe Deposit Lawsuits
Board Certified in Estate Planning (BCE)
Board Certified in Estate Planning (BCE)
Notary Public
Notary Public
Certified Foreclosure Specialist
Certified Foreclosure Specialist
Call Report for Banks - Recent Changes, Highlights, and Pitfalls
Call Report for Banks - Recent Changes, Highlights, and Pitfalls
Bank Internal Audit School
Bank Internal Audit School
Securities License
Securities License
Qualified Financial Advisor (QFA)
Qualified Financial Advisor (QFA)
Fundamentals of Loan Processing
Fundamentals of Loan Processing
Dealing With Difficult People Seminar
Dealing With Difficult People Seminar
Designations/Certifications
Accredited Investment Fiduciary (AIF®) Certified Income Specialist (CIS) CFP Review Course
Certified Annuity Specialist (CAS) Certified IRA Services Professional (CISP) Chartered Advisor for Senior Living (CASL)
Certified Bank Teller (CBT) Certified Lender Business Banker (CLBB) Chartered Financial Analyst (CFA)
Certified Corporate Trust Specialist (CCTS) Certified Personal Banker (CPB) Chartered Financial Consultant (ChFC)
Certified Customer Service Representative (CCSR) Certified Retirement Services Professional (CRSP) Financial Risk Manager (FRM)
Certified Estate and Trust Specialist (CES) Certified Securities Operations Professional (CSOP) Professional Plan Consultant (PPC)
Certified Financial Marketing Professional (CFMP) Certified Senior Advisor (CSA) Qualified Financial Advisor (QFA)
Certified Financial Planner (CFP) Certified Tax Specialist (CTS) Steps to Achieve CFP® Certification
Certified Financial Services Security Professional (CFSSP) Certified Trust and Financial Advisor (CTFA)  
Certified Funds Specialist (CFS) CFP Courses for Certification  
Licensing
Insurance Licensing Series 24 Exam Prep Series 51 Exam Prep
Securities Licensing Series 26 Exam Prep Series 53 Exam Prep
Series 3 Exam Prep Series 27 Exam Prep Series 55 Exam Prep
Series 4 Exam Prep Series 28 Exam Prep Series 62 Exam Prep
Series 6 Exam Prep Series 30 Exam Prep Series 63 Exam Prep
Series 7 Exam Prep Series 31 Exam Prep Series 65 Exam Prep
Series 9 Exam Prep Series 32 Exam Prep Series 66 Exam Prep
Series 10 Exam Prep Series 37 Exam Prep  
Series 11 Exam Prep Series 38 Exam Prep  
Professional Development
Bank Compliance Training And Education Banking Certifications / Designations Mortgage Broker Training
Bank Fraud Prevention Continuing Education Courses Mortgage Loan Processor Training
Bank Management Estate Planning Trusts and Estates Training
Bank Teller Training Loan Officer Training