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Series 4 Exam Prep

If you are looking to serve as a Registered Options Principal in the financial services industry, then you probably are wondering how to pass the Series 4 exam … How much you need to study for it, what material is covered in the exam, and what are some tips that will increase your chances of obtaining the Series 4 license on your first try?

The Series 4 license is known formally as the Registered Options Principal license and is a FINRA requirement for those persons who will function as a registered options principal, compliance registered options principal, or senior registered options principal in a member firm. The Series 4 exam tests one's knowledge of options trading, Exchange and Options Clearing Corporation rules, and regulations applicable to the trading of options contracts.

Bank Training Center provides numerous Series 4 exam preparation courses - such as Series 4 seminars, Series 4 online courses, Series 4 self-study packages, and Series 4 Webcasts - to help you pass your Series 4 exam and earn your Series 4 license.


About Your Series 4 Exam

  • Series 4 exam preparation can be either in seminar, self-study, webcasts or interactive formats. Be sure your preferred format includes Series 4 exam practice tests!
  • Recommended study time is between 40-60 hours
  • Series 4 candidates are required to be sponsored to sit for the licensing exam
  • Exams for your Series 4 license can be scheduled at any Prometric test center nationwide

Recommended Courses & Available Training Options

To find training for earning your Series 4 license, including Series 4 exam webcasts or Series 4 exam practice tests, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 4".

Good luck on your Series 4 exam!

Recommended Training Courses:

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