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Series 30 Exam Prep


If you are looking to enhance your career in the financial services industry, then you probably are wondering how to pass the Series 30 exam … How much you need to study for it, what material is covered in the Series 30 exam, and what are some tips that will increase your chances of obtaining the Series 30 license on your first try?

The Series 30 license is known formally as the Branch Manager - Futures license and is a National Futures Association (NFA) requirement for those wishing to serve as a Branch Manager and oversee activities related to futures within the firm.

Bank Training Center provides insightful Series 30 exam preparation courses - such as Series 30 self-study packages and Series 30 practice exams - to help you pass your Series 30 exam and earn your Series 30 license.


About Your Series 30 Exam
  • Series 30 exam preparation is generally offered in a self-study, interactive format. Be sure the package you select includes Series 30 practice questions!
  • Average preparation time for series 30 exam is 20-30 hours
  • Series 30 candidates are not required to be sponsored to sit for the licensing exam; however, candidates are required to be sponsored to receive their Series 30 license.
  • Candidates must submit a Form U10 and applicable fee to the Financial Industry Regulatory Authority (FINRA).
  • After FINRA confirms that the form was received and processed, a 120-day window will be opened in which the applicant may schedule and take the exam.
  • Exams for your securities trader Series 30 license can be scheduled at any Prometric test center nationwide
  • Candidates who are successful in passing the Series 30 exam will have a period of 2 years to find a sponsor who will submit their registration documentation.
  • Candidates who are NOT successful in passing the Series 30 exam must re-file the Form U-10 and processing fee with FINRA, whereby a new 120-day window will be opened.
  • In-depth licensing questions should be directed to the National Futures Association (NFA) at 800-621-3570.

Recommended Courses & Available Training Options

To find training for earning your Series 30 license, including Series 30 exam preparation or Series 30 practice exams, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 30".

Good luck on your Series 30 Futures exam!

Series 30 Exam Prep
Recommended Books, CDs, and DVDs


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