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Securities Licensing



Are you seeking securities licensing, such as the Series 7 license or Series 6 license, to begin your career as a Financial Advisor? Maybe you need securities exam prep for the Series 65 license or Series 66 license to act as an Investment Advisor Representative?Securities Licensing

Perhaps financial services training is desired to become a Registered Principal by passing the Series 9 exam, Series 10 exam, Series 24 exam or Series 26 exam? We can help!

Bank Training Center provides numerous securities exam prep courses - such as Securities Licensing Seminars, Online Securities Licensing Courses, or Self-Study Packages - to help you pass your securities licensing exam and earn your securities license.

We offer securities training for each of the following securities licenses: Series 3, Series 4, Series 6, Series 7, Series 9, Series 10, Series 11, Series 14, Series 23, Series 24, Series 26, Series 27, Series 28, Series 30, Series 31, Series 32, Series 37, Series 38, Series 51, Series 53, Series 55, Series 62, Series 63, Series 65, Series 66, and Series 87 securities licensing exams.

To take that next step as a Financial Advisor, Investment Advisor Representative or Registered Principal, simply click on one of the securities licenses above to learn more about the securities exam prep that we offer.


Securities Exam Information

FINRA (formerly the NASD) administers and delivers all qualifying examinations and, in turn, has charged Prometric Testing Centers with the responsibility of conducting the licensing examinations at their nationwide facilities. You may find a location closest to you, and schedule the licensing exam online at the following website: www.prometric.com/FINRA.


Recommended Courses & Available Training Options

To find training for earning your securities license, simply select your desired license type from above, or under the "Licensing/Designations" section of the search box below.

Find Self-Study, Online, Or Classroom Courses In Your Area
Licensing/Designations
Earn a License or Designation quickly and easily!

Select from in-person, online, or self-study options.
Continuing Education
Find numerous CE courses to maintain your license or designation!
Professional Development
Whether new to your field or a seasoned pro, find hundreds of courses to help your career grow...includes excellent courses for support and administrative personnel!







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Feature Items
Event Calendar
FDIC Insurance: What Has Changed And What Is The Same - A Primer For Advisors
FDIC Insurance: What Has Changed And What Is The Same - A Primer For Advisors
Compliance Issues for Residential Lending, Including Coming Changes
Compliance Issues for Residential Lending, Including Coming Changes
Realizing The Opportunity - A One Day Workshop for Financial Advisors
Realizing The Opportunity - A One Day Workshop for Financial Advisors
Securities License
Insurance License
Audio Review for the CFP® - 6 CD Set
Audio Review for the CFP® - 6 CD Set
Qualified Financial Advisor (QFA)
Qualified Financial Advisor (QFA)
Board Certified in Estate Planning (BCE)
Board Certified in Estate Planning (BCE)
Certified Annuity Specialist (CAS)
Certified Annuity Specialist (CAS)
HP 12C Financial Calculator Class
HP 12C Financial Calculator Class
CSA Certified Senior Advisor
Licensing/Designations
Insurance Licensing Series 51 Exam Prep Certified Funds Specialist (CFS)
Securities Licensing Series 53 Exam Prep Certified IRA Services Professional (CISP)
Series 3 Exam Prep Series 55 Exam Prep Certified Lender Business Banker (CLBB)
Series 4 Exam Prep Series 62 Exam Prep Certified Mortgage Professional (CMP)
Series 6 Exam Prep Series 63 Exam Prep Certified Personal Banker (CPB)
Series 7 Exam Prep Series 65 Exam Prep Certified Regulatory Compliance Manager (CRCM)
Series 9 Exam Prep Series 66 Exam Prep Certified Retirement Services Professional (CRSP)
Series 10 Exam Prep Series 87 Exam Prep Certified Securities Operations Professional (CSOP)
Series 11 Exam Prep Accredited Investment Fiduciary (AIF®) Certified Tax Specialist (CTS)
Series 14 Exam Prep AIB Bank Teller Certificate Certified Trust and Financial Advisor (CTFA)
Series 23 Exam Prep AIB Customer Service Representative Certificate CFP Courses for Certification
Series 24 Exam Prep AIB Personal Banking Diploma CFP Review Course
Series 26 Exam Prep Board Certified in Estate Planning (BCE) Chartered Financial Analyst (CFA)
Series 27 Exam Prep Certified Annuity Specialist (CAS) Chartered Financial Consultant (ChFC)
Series 28 Exam Prep Certified Bank Teller (CBT) Professional Plan Consultant (PPC)
Series 30 Exam Prep Certified Corporate Trust Specialist (CCTS) Qualified Financial Advisor (QFA)
Series 31 Exam Prep Certified Customer Service Representative (CCSR) Retirement Income Specialist (RIS)
Series 32 Exam Prep Certified Financial Marketing Professional (CFMP) Steps to Achieve CFP® Certification
Series 37 Exam Prep Certified Financial Planner (CFP)  
Series 38 Exam Prep Certified Financial Services Security Professional (CFSSP)  
Professional Development
Bank Compliance Training And Education Continuing Education Courses Loan Officer Training For VA Mortgages
Bank Fraud Prevention Estate Planning Mortgage Broker Training
Bank Management Loan Officer Training Mortgage Loan Processor Training
Bank Teller Training Loan Officer Training For Conventional Mortgages Trusts and Estates Training
Banking Certifications / Designations Loan Officer Training For FHA Mortgages