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Securities Licensing

Are you seeking securities licensing, such as the Series 7 license or Series 6 license, to begin your career as a Financial Advisor? Maybe you need securities exam prep for the Series 65 license or Series 66 license to act as an Investment Advisor Representative?

Perhaps financial services training is desired to become a Registered Principal by passing the Series 9 exam, Series 10 exam, Series 24 exam or Series 26 exam? We can help!

Bank Training Center provides numerous securities exam prep courses - such as Securities Licensing Seminars, Online Securities Licensing Courses, or Self-Study Packages - to help you pass your securities licensing exam and earn your securities license.

We offer securities training for each of the following securities licenses: Series 3, Series 4, Series 6, Series 7, Series 9, Series 10, Series 11, Series 14, Series 23, Series 24, Series 26, Series 27, Series 28, Series 30, Series 31, Series 32, Series 37, Series 38, Series 51, Series 53, Series 55, Series 62, Series 63, Series 65, Series 66, and Series 87 securities licensing exams.

To take that next step as a Financial Advisor, Investment Advisor Representative or Registered Principal, simply click on one of the securities licenses above to learn more about the securities exam prep that we offer.

Securities Exam Information

FINRA (formerly the NASD) administers and delivers all qualifying examinations and, in turn, has charged Prometric Testing Centers with the responsibility of conducting the licensing examinations at their nationwide facilities. You may find a location closest to you, and schedule the licensing exam online at the following website: www.prometric.com/FINRA.

Recommended Courses & Available Training Options

To find training for earning your securities license, simply select your desired license type from above, or under the "Licensing/Designations" section of the search box below.

Find Self-Study, Online, Or Classroom Courses In Your Area

Licensing
Earn your License quickly and easily!
Designations/Certifications
Improve your knowledge and industry standing!

Continuing Education
CE courses to maintain your license or designation!
Professional Development
Products & Services to help manage and grow your career!

Need training or resources in other areas? Try our other Training Center sites:

HR, Acct., Banking, Insurance, Fin. Svcs., Real Estate, Mortgage, HealthCare, Safety, Sales, IT

Feature Items

RESPA & TILA Training: The New Rules Defined

Certified Annuity Specialist (CAS)

Power of Attorney & Living Trust Documents

Qualified Financial Advisor (QFA)

Board Certified in Estate Planning (BCE)

Certified Reverse Mortgage Advisor Designation

Certified College Planning Specialist CCPS

Cracking New Accounts - High Payoff Prospecting

Licensing/Designations
Insurance Licensing	Series 53 Exam Prep	Certified IRA Services Professional (CISP)
Securities Licensing	Series 55 Exam Prep	Certified Lender Business Banker (CLBB)
Series 3 Exam Prep	Series 62 Exam Prep	Certified Mortgage Professional (CMP)
Series 4 Exam Prep	Series 63 Exam Prep	Certified Personal Banker (CPB)
Series 6 Exam Prep	Series 65 Exam Prep	Certified Retirement Services Professional (CRSP)
Series 7 Exam Prep	Series 66 Exam Prep	Certified Reverse Mortgage Advisor� (CRMA)
Series 9 Exam Prep	Accredited Investment Fiduciary (AIF�)	Certified Securities Operations Professional (CSOP)
Series 10 Exam Prep	AIB Bank Teller Certificate	Certified Tax Specialist (CTS)
Series 11 Exam Prep	AIB Customer Service Representative Certificate	Certified Trust and Financial Advisor (CTFA)
Series 24 Exam Prep	AIB Personal Banking Diploma	CFP Courses for Certification
Series 26 Exam Prep	Board Certified in Estate Planning (BCE)	CFP Review Course
Series 27 Exam Prep	Certified Annuity Specialist (CAS)	Chartered Advisor for Senior Living (CASL)
Series 28 Exam Prep	Certified Bank Teller (CBT)	Chartered Financial Analyst (CFA)
Series 30 Exam Prep	Certified Corporate Trust Specialist (CCTS)	Chartered Financial Consultant (ChFC)
Series 31 Exam Prep	Certified Customer Service Representative (CCSR)	Professional Plan Consultant (PPC)
Series 32 Exam Prep	Certified Financial Marketing Professional (CFMP)	Qualified Financial Advisor (QFA)
Series 37 Exam Prep	Certified Financial Planner (CFP)	Certified Income Specialist (CIS)
Series 38 Exam Prep	Certified Financial Services Security Professional (CFSSP)	Steps to Achieve CFP� Certification
Series 51 Exam Prep	Certified Funds Specialist (CFS)
Professional Development
Bank Compliance Training And Education	Continuing Education Courses	Loan Officer Training For VA Mortgages
Bank Fraud Prevention	Estate Planning	Mortgage Broker Training
Bank Management	Loan Officer Training	Mortgage Loan Processor Training
Bank Teller Training	Loan Officer Training For Conventional Mortgages	Trusts and Estates Training
Banking Certifications / Designations	Loan Officer Training For FHA Mortgages