Securities Licensing

Are you seeking securities licensing, such as the Series 7 license or Series 6 license, to begin your career as a Financial Advisor? Maybe you need securities exam prep for the Series 65 license or Series 66 license to act as an Investment Advisor Representative?

Perhaps financial services training is desired to become a Registered Principal by passing the Series 9 exam, Series 10 exam, Series 24 exam or Series 26 exam? We can help!

Bank Training Center provides numerous securities exam prep courses - such as Securities Licensing Seminars, Online Securities Licensing Courses, or Self-Study Packages - to help you pass your securities licensing exam and earn your securities license.

We offer securities training for each of the following securities licenses: Series 3, Series 4, Series 6, Series 7, Series 9, Series 10, Series 11, Series 24, Series 26, Series 27, Series 28, Series 30, Series 31, Series 32, Series 37, Series 38, Series 51, Series 53, Series 55, Series 62, Series 63, Series 65, and Series 66 securities licensing exams.

To take that next step as a Financial Advisor, Investment Advisor Representative or Registered Principal, simply click on one of the securities licenses above to learn more about the securities exam prep that we offer.

Securities Exam Information

FINRA (formerly the NASD) administers and delivers all qualifying examinations and, in turn, has charged Prometric Testing Centers with the responsibility of conducting the licensing examinations at their nationwide facilities. You may find a location closest to you, and schedule the licensing exam online at the following website: www.prometric.com/FINRA.

Recommended Courses & Available Training Options

To find training for earning your securities license, simply select your desired license type from above, or under the "Licensing" section of the search box below.

Find Self-Study, Online, Or Classroom Courses In Your Area

Licensing
Earn your License quickly and easily!
Designations/Certifications
Improve your knowledge and industry standing!

Continuing Education
CE courses to maintain your license or designation!
Professional Development
Products & Services to help manage and grow your career!

Need training or resources in other areas? Try our other Training Center sites:

HR, Acct., Banking, Insurance, Fin. Svcs., Real Estate, Mortgage, HealthCare, Safety, Sales, IT

Feature Items

The Do's and Don'ts of Signature Card Contracts

Document Retention And Destruction Policies For Financial Institutions

Avoiding Safe Deposit Lawsuits

Board Certified in Estate Planning (BCE)

Notary Public

Certified Foreclosure Specialist

Call Report for Banks - Recent Changes, Highlights, and Pitfalls

Bank Internal Audit School

Securities License

Qualified Financial Advisor (QFA)

Fundamentals of Loan Processing

Dealing With Difficult People Seminar

Designations/Certifications
Accredited Investment Fiduciary (AIF�)	Certified Income Specialist (CIS)	CFP Review Course
Certified Annuity Specialist (CAS)	Certified IRA Services Professional (CISP)	Chartered Advisor for Senior Living (CASL)
Certified Bank Teller (CBT)	Certified Lender Business Banker (CLBB)	Chartered Financial Analyst (CFA)
Certified Corporate Trust Specialist (CCTS)	Certified Personal Banker (CPB)	Chartered Financial Consultant (ChFC)
Certified Customer Service Representative (CCSR)	Certified Retirement Services Professional (CRSP)	Financial Risk Manager (FRM)
Certified Estate and Trust Specialist (CES)	Certified Securities Operations Professional (CSOP)	Professional Plan Consultant (PPC)
Certified Financial Marketing Professional (CFMP)	Certified Senior Advisor (CSA)	Qualified Financial Advisor (QFA)
Certified Financial Planner (CFP)	Certified Tax Specialist (CTS)	Steps to Achieve CFP� Certification
Certified Financial Services Security Professional (CFSSP)	Certified Trust and Financial Advisor (CTFA)
Certified Funds Specialist (CFS)	CFP Courses for Certification
Licensing
Insurance Licensing	Series 24 Exam Prep	Series 51 Exam Prep
Securities Licensing	Series 26 Exam Prep	Series 53 Exam Prep
Series 3 Exam Prep	Series 27 Exam Prep	Series 55 Exam Prep
Series 4 Exam Prep	Series 28 Exam Prep	Series 62 Exam Prep
Series 6 Exam Prep	Series 30 Exam Prep	Series 63 Exam Prep
Series 7 Exam Prep	Series 31 Exam Prep	Series 65 Exam Prep
Series 9 Exam Prep	Series 32 Exam Prep	Series 66 Exam Prep
Series 10 Exam Prep	Series 37 Exam Prep
Series 11 Exam Prep	Series 38 Exam Prep
Professional Development
Bank Compliance Training And Education	Banking Certifications / Designations	Mortgage Broker Training
Bank Fraud Prevention	Continuing Education Courses	Mortgage Loan Processor Training
Bank Management	Estate Planning	Trusts and Estates Training
Bank Teller Training	Loan Officer Training